Assistant Vice President (Team Member) - IPO Vetting

Hong Kong Exchanges & Clearing Ltd; Hong Kong; On-site; HKD 900,000 - 1,200,000; Full time

Job summary

Hong Kong Exchanges & Clearing Ltd. is seeking a skilled professional to support the IPO Vetting Department in the Listing Division.

You will assist in processing IPO applications, draft detailed comment letters and reports, and support pre-IPO enquiries and policy matters as assigned by a supervisor. The role requires 7+ years in law, accounting or related fields, strong knowledge of Listing Rules, and fluent English and Chinese, with Putonghua essential.

Qualifications

• 7+ years of experience in law, accounting, corporate finance, or related field.
• Strong knowledge of Listing Rules and securities industry practices.
• Excellent written and spoken English and Chinese; Putonghua essential.

Responsibilities

• Provide support to a team manager in processing IPO applications.
• Draft comment letters and Department reports to Listing Committee.
• Support pre-IPO enquiries, IPO policy matters and ad hoc projects as assigned.

Skills

Interpersonal skills

Presentation skills

Bilingual: English & Chinese

Putonghua proficiency

Education

Law or Accounting/Finance degree or equivalent

Job description

We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.

HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "ToConnect,PromoteandProgressour Markets and the Communities they support for the prosperity of all."

Job Summary

The IPO Vetting Department of the Listing Division is responsible for processing (1) applications for new equity listings including transactions by listed companies deemed to be new listings; and (2) pre-IPO enquiries relating to new equity listings.

Job Duties

Job Responsibilities

Provide support to a team manager in processing IPO applications

Draft comment letters and Department reports to Listing Committee

Provide support for pre-IPO enquiries, IPO related policy matters and ad hoc projects as assigned by supervisor

Provide accounting, legal or other professional support to the work of the Listing Department

Job Requirements

Qualified lawyers/accountants with a minimum of 7 years working experience or university graduates of other relevant disciplines with at least 7 years working experience in law, accounting, corporate finance, investment banking or a related field

Good experience that demonstrates knowledge of the Listing Rules and knowledge of the securities industry and its practices including securities laws and accounting practices

Strong interpersonal and presentation skills with knowledge of investigative techniques and procedures

Good command of written and spoken English and Chinese. Proficiency in Putonghua is essential

HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace.

HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace.

HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace.