(Assistant) Compliance and Risk Data Analyst (Hong Kong Branch)

Leadingnation; Hong Kong; On-site; HKD 360,000 - 480,000; Full time

Job summary

Bank of China (Hong Kong) Branch seeks a compliance-focused professional to support formulation of standards, plans, and objectives for the Branch's regulatory operations.

You will monitor regulatory developments, assess impacts on operations, and help revise processes to manage compliance and risk. Regular trade monitoring and reporting to Head Office are required, with liaison to HKMA and SFC as needed.

Qualifications

• Bachelor or above degree in Finance, Economics, Data science, Law or relevant fields.
• Knowledge of financial markets products, overseas bond issuance.
• Compliance experience or operations/risk management experience.
• Fluent Cantonese, good oral and written English; Mandarin preferred.
• Minimum 1 year of relevant working experience.
• Good communication and problem-solving skills.
• Proficient with Office software; VBA, SQL, Python, Power BI/Tableau, Snowflake, SAP BO, statistical modeling, and machine learning.

Responsibilities

• Assist in formulating compliance standards, plans and objectives.
• Streamline compliance processes and determine staffing/authorization needs.
• Monitor regulatory developments and assess impacts on Branch operations.
• Identify and manage compliance and operational risks; conduct evaluations.
• Conduct trade monitoring and surveillance; propose improvements.
• Coordinate reporting to Head Office and liaise with HKMA, SFC and other regulators.

Skills

Communication

Problem-solving

Fluent Cantonese

English

Mandarin (preferred)

Attention to detail

Education

Bachelor or above in Finance/Economics/Data science/Law

Tools

Office software

VBA

SQL

Python

Power BI/Tableau

Snowflake

SAP BO

Statistical Modeling

Machine Learning

Job description

Minimum 1 year relevant working experience

• Minimum 1 year relevant working experience
• Good communication and problem-solving skills
• He/she shall assist the superiors

Bank of China limited first opened its branch office in Hong Kong in 1917. After the listing of BOC Hong Kong (Holdings) Limited, a subsidiary of the Bank, on the Hong Kong Stock Exchange in 2002, Bank of China maintained the branch in Hong Kong which continued to hold a full banking license granted under the Banking Ordinance (Cap. 155) and was registered as an authorized institution under the Banking Ordinance. Bank of China uses this branch primarily to conduct financial markets businesses, which include foreign-currency denominated debt security investment management, issuance of CDs (Certificates of Deposit)/MTN/senior debts, investment of on-shore RMB debt securities, bond underwriting and sales, asset management, off-shore RMB trading, and risk management of the above-mentioned businesses.

Responsibilities:

• Based on the requirements of regulatory bodies and the management of the Branch, he/she should assist the superiors about formulating compliance standards, plans and objectives, streamline compliance processes and draw up compliance staffing and authorization system,
• He/she should pay attention to the latest development of regulatory laws, regulations and rules, follow up the management systems of the Head Office and other relevant units, accurately grasp relevant themes and analyze their impacts on the Branch’s operation.
• He/she shall also timely revise the Branch’s systems and processes accordingly as well as provide suggestions on compliance for the Branch Management.
• He/she shall assist the superiors about identifying and managing the Branch’s compliance and operational risks，conduct regular or irregular compliance evaluation and investigation on all of the Branch’s businesses and submit evaluation reports to the Branch Management
• He/she should conduct trade monitoring and surveillance; review and provide recommendations for improving existing trade monitoring systems/reporting.
• He/she shall coordinate the reporting to and communication with the Head Office in regard to compliance, and keep close contact with HKMA, SFC and other local regulators. When necessary, he/she shall assist in the Branch’s communication with SAFE, CBRC, People’s Bank of China and other institutions.

Requirements:

• Bachelor or above degree, Major in Finance, Economics, Data science, Law or relevant professions
• Having necessary knowledge about financial markets products, Overseas bond issuance
• Having Compliance experience or Operation /Risk Management experience
• Fluent Cantonese, good oral and written English required, and Mandarin preferred
• Minimum 1 year relevant working experience
• Good communication and problem-solving skills
• Good at Office software applications, VBA, Good at SQL, Python, Power BI/Tableau, Snowflak/SAP BO, Statistical Modeling, Machine Learning

This position will be hired under Bank of China (Hong Kong Branch)

此崗位將由中國銀行(香港分行)直接聘任