(Assistant) Compliance and Risk Data Analyst (Hong Kong Branch)

Bank of China; Hong Kong; On-site; HKD 450,000 - 680,000; Full time

Job summary

Bank of China Hong Kong Branch is seeking an Assistant Compliance and Risk Data Analyst to support the Legal and Risk Management teams in Hong Kong. The role involves developing compliance standards, monitoring regulatory changes, and enhancing risk controls across the branch's operations, including reporting to Head Office and regulators.

Candidates should have a bachelor degree in finance/economics/data science or law, proficiency in SQL, Python, Power BI, and good communication in Cantonese

Qualifications

• Bachelor degree or higher in Finance, Economics, Data Science or Law.
• Solid knowledge of financial markets products and regulatory frameworks.
• Experience in compliance, risk management, or operations risk is required.
• Fluent Cantonese with strong written and spoken English; Mandarin preferred.

Responsibilities

• Assist in formulating compliance standards, plans and objectives for the Branch.
• Monitor regulatory developments and assess impacts on Branch operations.
• Revise and improve compliance systems and processes; advise on staffing and authorization.
• Identify and manage compliance and operational risks; prepare evaluation reports for Branch Management.
• Perform trade monitoring and surveillance; provide recommendations to improve monitoring systems.

Skills

SQL

Python

Power BI

Data analysis

VBA

Communication

Education

Bachelor degree

Economics/Law background

Tools

Snowflake

SAP BO

Tableau

Job description

(Assistant) Compliance and Risk Data Analyst (Hong Kong Branch)

Job No.: 500082
Employment Type: Full time
Departments: Hong Kong Branch
Job Functions: Legal, Risk Management

Bank of China limited first opened its branch office in Hong Kong in 1917. After the listing of BOC Hong Kong (Holdings) Limited, a subsidiary of the Bank, on the Hong Kong Stock Exchange in 2002, Bank of China maintained the branch in Hong Kong which continued to hold a full banking license granted under the Banking Ordinance (Cap. 155) and was registered as an authorized institution under the Banking Ordinance. Bank of China uses this branch primarily to conduct financial markets businesses, which include foreign-currency denominated debt security investment management, issuance of CDs (Certificates of Deposit)/MTN/senior debts, investment of on-shore RMB debt securities, bond underwriting and sales, asset management, off-shore RMB trading, and risk management of the above-mentioned businesses.

Responsibilities:

• Based on the requirements of regulatory bodies and the management of the Branch, he/she should assist the superiors about formulating compliance standards, plans and objectives, streamline compliance processes and draw up compliance staffing and authorization system,
• He/she should pay attention to the latest development of regulatory laws, regulations and rules, follow up the management systems of the Head Office and other relevant units, accurately grasp relevant themes and analyze their impacts on the Branch’s operation.
• He/she shall also timely revise the Branch’s systems and processes accordingly as well as provide suggestions on compliance for the Branch Management.
• He/she shall assist the superiors about identifying and managing the Branch’s compliance and operational risks，conduct regular or irregular compliance evaluation and investigation on all of the Branch’s businesses and submit evaluation reports to the Branch Management
• He/she should conduct trade monitoring and surveillance; review and provide recommendations for improving existing trade monitoring systems/reporting.
• He/she shall coordinate the reporting to and communication with the Head Office in regard to compliance, and keep close contact with HKMA, SFC and other local regulators. When necessary, he/she shall assist in the Branch’s communication with SAFE, CBRC, People’s Bank of China and other institutions.

Requirements:

• Bachelor or above degree, Major in Finance, Economics, Data science, Law or relevant professions
• Having necessary knowledge about financial markets products, Overseas bond issuance
• Having Compliance experience or Operation /Risk Management experience
• Fluent Cantonese, good oral and written English required, and Mandarin preferred
• Minimum 1 year relevant working experience
• Good communication and problem-solving skills
• Good at Office software applications, VBA, Good at SQL, Python, Power BI/Tableau, Snowflak/SAP BO, Statistical Modeling, Machine Learning

This position will be hired under Bank of China (Hong Kong Branch)

此崗位將由中國銀行(香港分行)直接聘任

If you are applying for in-scope position(s) under the Mandatory Reference Checking Scheme (i.e., A role carrying out regulated activities licensed by the IA, SFC & MPFA),you are required to undergo the Mandatory Reference Checking. Our responsible recruiter will inform you the details of the MRC process and the requirements in due course.