Agency Compliance Architect

IPS Group (Asia) Limited; Hong Kong; Sur place; HKD 900 000 - 1 400 000; Plein temps

Résumé du poste

IPS Group (Asia) Limited is seeking a seasoned Compliance Specialist in Hong Kong to develop and implement agency compliance programs. You will monitor regulatory adherence, conduct audits of partner agencies, and drive corrective actions to uphold standards.

The role requires extensive knowledge of HK insurance regulations, strong analytical skills, and the ability to train staff on compliance best practices, with fluency in English and preferably Cantonese/Mandarin.

Qualifications

• Minimum 5-7 years of compliance experience within the insurance agency channel.
• Strong knowledge of Hong Kong insurance regulations, licensing requirements and regulatory frameworks.
• Proven experience in agency compliance, audit functions or regulatory compliance management.
• Detailed understanding of insurance distribution regulations and code of conduct requirements.
• Excellent written and verbal communication skills in English; Cantonese and Mandarin fluency is highly desirable.

Responsabilités

• Develop, implement and maintain comprehensive compliance frameworks and policies specific to agency operations.
• Monitor and audit agency compliance with regulatory requirements, industry standards and internal policies on an ongoing basis.
• Conduct regular compliance assessments and audits of agency partners, documenting findings and recommendations.
• Investigate compliance breaches and non-conformances, taking appropriate corrective and preventative actions.
• Provide compliance training and guidance to agency staff and management on regulatory requirements and best practices.
• Maintain detailed compliance documentation and records, ensuring all reporting obligations are met.
• Liaise with regulatory bodies and respond to compliance queries and requests for information.
• Identify compliance risks and recommend process improvements to mitigate potential issues.
• Prepare regular compliance reports for senior management and regulatory authorities as required.
• Stay updated on changes to insurance regulations and superannuation laws affecting agency operations.

Connaissances

Compliance knowledge

Regulatory frameworks

Auditing skills

Analytical thinking

Communication skills

Outils

Audit software

Description du poste

IPS Group (Asia) Limited is seeking a seasoned Compliance Specialist in Hong Kong to develop and implement agency compliance programs. You will monitor regulatory adherence, conduct audits of partner agencies, and drive corrective actions to uphold standards.

The role requires extensive knowledge of HK insurance regulations, strong analytical skills, and the ability to train staff on compliance best practices, with fluency in English and preferably Cantonese/Mandarin.