Training & Competence Compliance Lead — Wealth Management

Eden Rose; Northampton; On-site; GBP 52,000 - 78,000; Full time

Benefits offered by this job

Performance bonus

Profit sharing

Pension scheme

Income protection

Wellbeing support

Team events

Job summary

Eden Rose in Northampton is seeking a Training & Competence (T&C) Compliance Manager to lead the development and delivery of the T&C framework for authorised individuals. This role ensures advisers are trained, supervised, assessed and supported to meet required standards.

You will focus on FCA rules, Consumer Duty and professional behaviour, guiding training delivery and assessments. This leadership opportunity sits within a respected, independent wealth management firm with strong succession

Qualifications

• Experience in Training & Competence, compliance, adviser supervision or related FCA-regulated wealth management roles.

Responsibilities

• Lead development and delivery of the Training & Competence framework for authorised individuals.
• Assess and support advisers to ensure competence, knowledge and professional behaviour.

Skills

T&C Compliance

Regulatory compliance

FCA rules

Adviser supervision

Leadership

Job description

Eden Rose in Northampton is seeking a Training & Competence (T&C) Compliance Manager to lead the development and delivery of the T&C framework for authorised individuals. This role ensures advisers are trained, supervised, assessed and supported to meet required standards.

You will focus on FCA rules, Consumer Duty and professional behaviour, guiding training delivery and assessments. This leadership opportunity sits within a respected, independent wealth management firm with strong succession