Trade Surveillance & Compliance Specialist

Compliance Professionals; Greater London; On-site; GBP 45,000 - 65,000; Full time

Job summary

Compliance Professionals in London seeks a Compliance and Surveillance Analyst to join our trading team. You will oversee trade surveillance, act as the primary compliance contact for surveillance matters, and perform monthly QA of alerts to identify weaknesses and improvement opportunities.

You will lead MARA reviews, review alert parameters, and ensure new markets and venues are integrated into surveillance. You will handle KYC requests and maintain documentation for audits.

Qualifications

• Hands-on trade surveillance experience and ability to review or oversee surveillance arrangements.
• Good working knowledge of the UK market abuse regime, including UK MAR and FCA expectations.
• Ability to operate independently within a compliance function across multiple jurisdictions.

Responsibilities

• Oversee the effectiveness of the firm’s trade surveillance arrangements.
• Act as the primary Compliance contact for surveillance-related issues.
• Perform monthly, risk-based QA of surveillance alerts, identifying weaknesses and improvements.

Skills

Trade surveillance experience

UK MAR knowledge

Surveillance parameters

Job description

Compliance Professionals in London seeks a Compliance and Surveillance Analyst to join our trading team. You will oversee trade surveillance, act as the primary compliance contact for surveillance matters, and perform monthly QA of alerts to identify weaknesses and improvement opportunities.

You will lead MARA reviews, review alert parameters, and ensure new markets and venues are integrated into surveillance. You will handle KYC requests and maintain documentation for audits.