Trade Surveillance & MAR Compliance Associate (London)

Black Swan Group; Greater London; On-site; GBP 40,000 - 55,000; Full time

Job summary

An institutional asset manager in London seeks a Compliance Associate to enhance compliance programmes. Responsibilities include trade surveillance, regulatory filings, and compliance training. The ideal applicant will have a Bachelor's in a relevant field and 1-3 years of experience with Market Abuse Regulation. Strong knowledge of UK financial regulations and exceptional analytical skills are essential. This role offers the chance to contribute to a firm committed to ethical practices and compliance standards.

Qualifications

• 1-3 years of experience covering Market Abuse Regulation (MAR).
• Strong knowledge of UK financial regulations and industry best practices.
• Excellent analytical and problem-solving skills.

Responsibilities

• Conduct trade surveillance and monitor for market abuse.
• Perform thematic reviews and testing of compliance policies.
• Develop and maintain compliance policies and procedures.
• Ensure regulatory filings are completed accurately.
• Provide compliance training for staff.
• Assist in client onboarding processes, including AML and KYC.
• Support ad hoc compliance project work.

Skills

Trade surveillance

Market abuse monitoring

Analytical skills

Communication skills

Attention to detail

Education

Bachelor's degree in Finance, Economics, Law, or related field

Job description

An institutional asset manager in London seeks a Compliance Associate to enhance compliance programmes. Responsibilities include trade surveillance, regulatory filings, and compliance training. The ideal applicant will have a Bachelor's in a relevant field and 1-3 years of experience with Market Abuse Regulation. Strong knowledge of UK financial regulations and exceptional analytical skills are essential. This role offers the chance to contribute to a firm committed to ethical practices and compliance standards.