Market Surveillance & Compliance Analyst

Compliance Professionals; Greater London; On-site; GBP 42,000 - 54,000; Full time

Job summary

Compliance Professionals in the United Kingdom is seeking a Surveillance Officer to assist with trade surveillance, monitoring voice and electronic communications related to trading and broking activities.

You will review alerts, identify potential market abuse, calibrate monitoring systems, and produce management information. The role supports regulatory engagements and risk assessments within a dynamic brokerage environment.

Qualifications

• Experience in market surveillance or compliance monitoring function.
• Interest in financial markets, data analysis, and compliance.
• Willingness to develop technical aspects of market surveillance.

Responsibilities

• Review and actioning daily market surveillance alerts and electronic communications.
• Identify suspicious behaviour indicative of market abuse, insider trading, financial crime or improper conduct.
• Calibrate and tailor monitoring systems to reduce false positives.
• Produce timely, accurate MI on surveillance activity.
• Assist with regulatory engagements related to market abuse framework and monitoring.

Skills

Market surveillance

Financial compliance

Data analysis

Report writing

Team player

Job description

Compliance Professionals in the United Kingdom is seeking a Surveillance Officer to assist with trade surveillance, monitoring voice and electronic communications related to trading and broking activities.

You will review alerts, identify potential market abuse, calibrate monitoring systems, and produce management information. The role supports regulatory engagements and risk assessments within a dynamic brokerage environment.