SVP, Regulatory Compliance

Edenbrook Ltd.; Greater London; On-site; GBP 195,000 - 285,000; Full time

Job summary

Edenbrook Ltd. is seeking a Senior Vice President, Regulatory Compliance to design and oversee the compliance framework across platform MGAs, reporting to the Group COO. The role blends strategic oversight with hands-on execution in complex insurance programs.

You will lead policy form development, ISO rule interpretation, and regulatory reporting, with a track record of building proprietary forms, managing testing, and coordinating with Lloyd's market and major carriers.

Qualifications

• Bachelor's degree required with advanced degree preferred.
• 10+ years of hands-on insurance compliance experience.
• Experience with surplus lines tax and multi-state compliance.
• Proven track record developing manuscript and ISO forms.
• Experience with forms, system testing and policy issuance platforms.

Responsibilities

• Design, implement and oversee the compliance framework across platform MGAs.
• Oversee policy form development, carrier reporting, QA controls and testing.
• Provide regulatory guidance on state requirements and training.
• Manage Lloyd's ATLAS records and regulatory reporting timelines.
• Oversee surplus lines tax tracking, filings and compliance.
• Manage producer onboarding, licensing and contractual updates.
• Coordinate with major carriers including Lloyd's market.
• Establish QA/internal controls and conduct annual policy reviews.
• Review risk capital contracts for regulatory alignment.

Skills

Regulatory compliance

Insurance compliance

Lloyd's experience

ISO forms

Policy issuance

Education

Bachelor's degree

Advanced degree in insurance law/risk management

Tools

Policy management systems

Job description

Senior Vice President (SVP), Regulatory Compliance

Location: Chicago, IL | Manchester, NH | Boston, MA

Newly created SVP, Regulatory Compliance opportunity working with a rapidly growing, multi-line specialty MGA. Reporting into the Group COO, you will be responsible for the design, implementation, and daily oversight of the compliance framework across all platform MGAs. The role oversees policy form development, carrier reporting, QA controls and system testing, combining strategic oversight with hands-on execution to support complex insurance programmes, product expansion and compliance across reinsurance, capital markets and broker relationships.

Key Responsibilities:

• Review, develop and maintain insurance policy forms, digital libraries and issuance systems, advising on ISO rules and effective-date impacts.


• Oversee compliance testing for underwriting system changes, policy documentation and risk capital updates.


• Establish QA and internal controls, conducting annual reviews of policies and procedures across platform MGAs.


• Review risk capital contracts to ensure regulatory compliance and alignment with best practice.


• Ensure accurate and timely carrier, statutory and regulatory reporting, manage compliance enquiries and maintain Lloyd's ATLAS records.


• Oversee surplus lines tax tracking, filings and compliance across all states.


• Manage producer onboarding, licensing, oversight and contractual updates across retail and wholesale broker networks.


• Provide regulatory guidance on state-specific requirements and ensure staff receive appropriate compliance training.


• Manage relationships with key compliance vendors.

Qualifications & Experience:

• Bachelor's degree. Advanced degree in insurance law/risk management preferred.


• 10+ years of hands-on insurance compliance experience, within a multi-unit MGA or Program Administrator being preferred.


• Extensive knowledge of surplus lines tax, state filing requirements, and multi-state compliance regulations.


• Proven track record of developing proprietary manuscript forms and standard ISO forms.


• Experience managing forms, system testing, and policy issuance platform compliance.


• Direct experience working with major carriers including the Lloyd's insurance market.