Compliance Analyst

Edenbrook Ltd.; Greater London; On-site; GBP 45,000 - 60,000; Full time

Job summary

Edenbrook Ltd. is seeking a Compliance Analyst to join the team supporting a top-spec specialty insurer operating within the Lloyd’s market.

You will report to the Senior Compliance Analyst and collaborate with the Head of Compliance and underwriting teams on day-to-day regulatory matters. Key duties include monitoring regulatory developments across the UK, Europe and Asia, performing sanctions due diligence, supporting financial crime risk assessments, updating policies, and maintaining

Qualifications

• Technical knowledge of PRA/FCA/Lloyd’s regulations.
• Experience in regulatory compliance within the insurance sector (Lloyd’s preferred).

Responsibilities

• Monitor regulatory developments across the UK, Europe and Asia conducting horizon scanning and initial impact assessments.
• Conduct initial due diligence on pre-bind sanctions referrals and advise the business on regulatory, licensing and sanctions matters.
• Support annual financial crime risk assessments and maintain compliance training records, identifying training needs.
• Review and update compliance policies, procedures and management information, supporting reporting to Boards, Committees and regulators.
• Maintain regulatory reporting timetables and support regulatory submissions and information requests.
• Conduct monthly compliance monitoring across sanctions, licensing and TOBAs, supporting thematic reviews and compliance assurance activities.
• Support complaints handling, ensuring regulatory deadlines are met.
• Maintain compliance registers, including breaches, gifts and hospitality, alongside the Compliance SharePoint page and monthly newsletter.
• Manage the compliance mailbox, respond to queries and represent Compliance at internal and external meetings.
• Coordinate access to Lloyd’s systems and support the onboarding of new joiners onto compliance e-learning.
• Support the annual fit and proper process for Senior Managers and Certification staff.
• Provide broader compliance support, including SMCR investigations, compliance planning and training delivery.

Skills

Technical knowledge of PRA/FCA/Lloyd’s

Regulatory compliance experience in UK

Job description

Compliance Analyst opportunity working with a top performing specialty insurer operating within the Lloyd’s market. Reporting directly to the Senior Compliance Analyst and working closely with the Head of Compliance and underwriting teams on a day-to‑day basis, the successful candidate will support the Compliance team on a wide variety of Compliance matters.

Key Responsibilities:

• Monitor regulatory developments across the UK, Europe and Asia conducting horizon scanning and initial impact assessments.
• Conduct initial due diligence on pre-bind sanctions referrals and advise the business on regulatory, licensing and sanctions matters.
• Support annual financial crime risk assessments and maintain compliance training records, identifying training needs.
• Review and update compliance policies, procedures and management information, supporting reporting to Boards, Committees and regulators.
• Maintain regulatory reporting timetables and support regulatory submissions and information requests.
• Conduct monthly compliance monitoring across sanctions, licensing and TOBAs, supporting thematic reviews and compliance assurance activities.
• Support complaints handling, ensuring regulatory deadlines are met.
• Maintain compliance registers, including breaches, gifts and hospitality, alongside the Compliance SharePoint page and monthly newsletter.
• Manage the compliance mailbox, respond to queries and represent Compliance at internal and external meetings.
• Coordinate access to Lloyd’s systems and support the onboarding of new joiners onto compliance e-learning.
• Support the annual fit and proper process for Senior Managers and Certification staff.
• Provide broader compliance support, including SMCR investigations, compliance planning and training delivery.

Skills, Knowledge and Experience:

• Technical knowledge of PRA/FCA/Lloyd’s regulations.
• Experience working in a regulatory compliance role within the insurance sector (Lloyd’s preferred).