Associate Compliance Analyst - Asset Management & AML

Austin Andrew; England; On-site; GBP 40,000 - 60,000; Full time

Job summary

A dynamic investment firm in the UK is seeking a Compliance Analyst to maintain the compliance and AML framework. You will be responsible for undertaking the compliance monitoring programme, conducting KYC and sanctions screening, and assisting with the implementation of new FCA rules. The ideal candidate holds a degree in Law, Finance, or Risk Management and has at least 2 years of compliance experience in asset management.

Qualifications

• Minimum of 2 years of experience in compliance from an asset manager.

Responsibilities

• Undertake the compliance monitoring programme and report on findings.
• Assist in continuous development of compliance monitoring programme.
• Conduct KYC and sanctions screening.

Skills

Compliance monitoring

KYC and sanctions screening

Analytical skills

Education

Degree in Law, Finance or Risk Management

Job description

A dynamic investment firm in the UK is seeking a Compliance Analyst to maintain the compliance and AML framework. You will be responsible for undertaking the compliance monitoring programme, conducting KYC and sanctions screening, and assisting with the implementation of new FCA rules. The ideal candidate holds a degree in Law, Finance, or Risk Management and has at least 2 years of compliance experience in asset management.