Lead Compliance Strategist – UK Regulation, Flexible Work

Capital Group

England

On-site

GBP 90,000 - 130,000

Full time

6 days ago
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Job summary

Capital Group is seeking a Compliance Lead in the UK to execute the monitoring plan and support regulatory initiatives across the firm. You will work collaboratively with teams across jurisdictions and stay ahead of regulatory changes impacting asset management.

The role requires a degree and 10+ years of asset management experience, with strong monitoring capabilities, excellent communication, and the ability to influence stakeholders. A proactive, independent mindset is essential.

Qualifications

  • Degree required and 10+ years of asset management experience.
  • Experience of compliance monitoring.
  • Ability to speak, draft and work in English with high confidence; second language preferred.

Responsibilities

  • Assist in developing and implementing compliance monitoring plans.
  • Conduct ongoing and thematic compliance monitoring per internal policies and external regulations.
  • Prepare monitoring reports and corrective action plans.
  • Collaborate with departments to understand findings and remediation progress until completion.
  • Support regulatory change tracking and presentations to committees.
  • Lead research and assessment of new/change regulations relevant to Capital Group in the UK.

Skills

Compliance monitoring
Regulatory knowledge
English communication
Stakeholder influence

Education

Degree

Job description

Capital Group is seeking a Compliance Lead in the UK to execute the monitoring plan and support regulatory initiatives across the firm. You will work collaboratively with teams across jurisdictions and stay ahead of regulatory changes impacting asset management.

The role requires a degree and 10+ years of asset management experience, with strong monitoring capabilities, excellent communication, and the ability to influence stakeholders. A proactive, independent mindset is essential.

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