Specialist, Compliance Monitoring

JR United Kingdom; London; On-site; GBP 40,000 - 60,000; Full time

Job summary

A leading company is seeking a Compliance Monitoring Specialist in London to join their Compliance Assurance Team. The role involves conducting compliance risk assessments, developing assurance procedures, and ensuring adherence to regulations. Ideal candidates will have a degree and relevant qualifications, with 1-2 years of experience in banking and compliance. Strong communication and organizational skills are essential for success in this role.

Qualifications

• 1-2 years experience in banking and compliance preferred.
• Familiarity with UK regulations.

Responsibilities

• Support compliance risk assessments and manage audits.
• Develop compliance assurance procedures and monitoring templates.
• Maintain relationships with stakeholders including regulators.

Skills

Communication

Organizational Skills

Integrity

Education

Degree qualification

ICA

CISI

CAMS

IIA

Job description

Job Title: Specialist, Compliance Monitoring, London

Client:

First Abu Dhabi Bank (FAB)

Location:

London, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

4

Posted:

16.05.2025

Expiry Date:

30.06.2025

Job Description:

JOB PURPOSE:

To work as part of the Compliance Assurance Team (CAT) on the annual risk-based Compliance Assurance Programme (CAP), ensuring that FAB UK’s businesses, functions, and other areas operate in accordance with relevant rules and regulations.

KEY ACCOUNTABILITIES:

• Support the Regional Head of Compliance, Europe, in carrying out responsibilities as SMF16, including compliance risk assessments, coordination of Compliance RCSA, internal reporting, incident and issue management, and managing audits.
• Assist in conducting regulatory risk assessments to inform a risk-based CAP.
• Develop and implement compliance assurance procedures, test scripts, and monitoring/testing templates.
• Plan, execute, and report on CAP reviews following FAB UK and Group compliance procedures.
• Monitor the implementation of corrective actions and perform closure testing as needed.
• Maintain effective relationships with internal and external stakeholders, including business areas, Group Compliance, Group Audit, and regulators.

QUALIFICATIONS & EXPERIENCE:

• Degree qualification preferred.
• Relevant professional qualifications (e.g., ICA, CISI, CAMS, IIA) are advantageous.
• Experience in banking and compliance (1-2 years preferred).
• Familiarity with UK regulations.
• Ability to work under pressure and meet deadlines.
• Strong verbal and written communication skills.
• Organized, independent, self-motivated, and proactive with innovative thinking.
• Discreet with high integrity, able to handle sensitive information confidentially.