Specialist, Compliance Monitoring

First Abu Dhabi Bank (FAB); Greater London; On-site; GBP 45,000 - 60,000; Full time

Job summary

A leading bank in the UK is seeking a Talent Acquisition Specialist to join their Compliance Assurance Team. The role involves supporting compliance risk assessments, managing audits, and developing compliance assurance programs. Ideal candidates will have a degree and relevant certifications, along with experience in banking compliance. Strong communication and organizational skills are essential for success in this role.

Qualifications

• 1-2 years experience in banking and compliance.
• Familiarity with UK regulations.

Responsibilities

• Support the Regional Head of Compliance with compliance risk assessments.
• Assist in conducting regulatory risk assessments.
• Maintain effective relationships with internal and external stakeholders.

Skills

Communication

Organizational Skills

Proactivity

Education

Degree qualification

Relevant professional certifications

Job description

Job Title: Talent Acquisition Specialist @ First Abu Dhabi Bank (FAB) | CHRP

Job Purpose:

To work as part of the Compliance Assurance Team (CAT) on the annual risk-based Compliance Assurance Programme (CAP), ensuring that FAB UK's businesses, functions, and other areas operate in accordance with relevant rules and regulations.

Key Responsibilities:

1. Support the Regional Head of Compliance, Europe, with responsibilities related to SMF16, including:

• Compliance risk assessments
• Coordination of Compliance RCSA
• Internal reporting
• Incident and issue management
• Managing internal and external audits

Assist in conducting regulatory risk assessments that inform a risk-based CAP.

Help develop a proportionate and risk-based CAP, including creating procedures, test scripts, and monitoring templates.

Participate in planning, executing, and reporting CAP reviews in line with FAB UK Compliance Assurance procedures and Group requirements.

Monitor the implementation of corrective actions and perform closure testing as needed.

Maintain effective relationships with internal and external stakeholders, including FAB UK, Group Compliance, Group Audit, and UK regulators.

Qualifications & Experience:

• Degree qualification preferred.
• Relevant professional certifications (e.g., ICA, CISI, CAMS, IIA) are advantageous.
• Experience working in banking and compliance (1-2 years).
• Familiarity with UK regulations.
• Strong communication and organizational skills.
• Ability to work under pressure and meet deadlines.
• Independent, proactive, and discreet with sensitive information.

Additional Details:

• Seniority Level: Associate
• Employment Type: Full-time
• Job Function: Finance
• Industry: Banking

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