Specialist, Compliance Monitoring

JR United Kingdom; Slough; On-site; GBP 30,000 - 45,000; Full time

Job summary

A leading bank seeks a Compliance Monitoring Specialist in Slough to join the Compliance Assurance Team. The role involves conducting compliance risk assessments, internal reporting, and ensuring adherence to regulatory requirements. Ideal candidates will be educated at least to degree level, with 1-2 years of compliance experience and relevant qualifications.

Qualifications

• 1-2 years’ experience of working in Compliance.
• Familiarity with UK regulation is preferred.
• Ability to work under pressure and to deadlines.

Responsibilities

• Conduct compliance risk assessments and internal reporting.
• Manage responses to audits and incidents.
• Assist in developing compliance assurance procedures.

Skills

Communication

Organisational Skills

Problem Solving

Education

Degree in relevant field

Relevant professional qualification (e.g. ICA, CISI, CAMS, IIA)

Job description

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Specialist, Compliance Monitoring, slough

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Client:

First Abu Dhabi Bank (FAB)

Location:

slough, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

4

Posted:

31.05.2025

Expiry Date:

15.07.2025

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Job Description:

JOB PURPOSE:

To work as part of the Compliance Assurance Team (CAT) on the annual risk-based Compliance Assurance Programme (CAP), to ensure that the businesses, functions, and other areas of FAB UK operate in accordance with local (and wider, where relevant) rules and regulations.

KEY ACCOUNTABILITIES:

Work within the Compliance Assurance Team, supporting the Regional Head of Compliance, Europe to carry out their responsibilities as SMF16, in particular with respect to:

• Compliance risk assessments.
• Co-ordination of Compliance RCSA.
• Internal reporting.
• Incident and issue management
• Managing and responding to internal and external audits
• Assist in undertaking the regulatory risk assessment process which will drive a risk-based CAP;
• Assist in the creation of a risk based and proportionate CAP and develop Compliance Assurance procedures, test scripts and other relevant monitoring and testing templates;
• Contribute to the planning, execution and reporting of CAP reviews in adherence with FAB UK Compliance Assurance procedures and Group Compliance assurance requirements;
• Track implementation of corrective actions agreed with the business and undertake pre or post issue closure testing, when required;
• Maintain an open, transparent, and effective relationships with internal and external stakeholders, including FAB UK business areas, Group Compliance, Group Audit and UK regulators.

QUALIFICATIONS & EXPERIENCE:

• Preferably educated to degree level.
• Preferably with a relevant professional qualification (e.g. ICA, CISI, CAMS, IIA)Experience of working in banking
• 1-2 years’ experience of working in Compliance
• Familiarity with UK regulation
• Ability to work under pressure and to deadlines
• Good verbal and written communications
• Organised, independent and self-motivated
• Proactive, with the ability to generate ideas, think creatively and develop innovative solutions.
• Discreet, high levels of integrity and able to handle highly sensitive information with absolute confidentiality.