Senior Regulatory Reporting Analyst

JR United Kingdom; London; On-site; GBP 60,000 - 90,000; Full time

Job summary

A leading multi-asset brokerage in London seeks a Senior Regulatory Reporting Analyst to support regulatory compliance for EMIR and MiFIR. The role involves ensuring report accuracy and timeliness, managing exceptions, and coordinating necessary remediation activities. Ideal candidates will have strong regulatory knowledge and analytical skills.

Qualifications

• Experience with EMIR and MiFIR regulations.
• Proven track record in regulatory reporting.
• Strong analytical skills and ability to handle exceptions.

Responsibilities

• Identify regulatory requirements and define obligations.
• Review regulatory announcements and update systems.
• Oversee operational processes including reconciliations.

Skills

Regulatory reporting

Exception handling

Communication

Analytical skills

Job description

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Senior Regulatory Reporting Analyst, London

Client:

Location: London, United Kingdom

Job Category: Other

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EU work permit required: Yes

Job Views: 2

Posted: 06.06.2025

Expiry Date: 21.07.2025

Job Description:

We are working with a Multi-Asset Brokerage business based in the City of London, looking for a Senior Regulatory Reporting Analyst to join a newly formed team.

The role reports to the Head of Operations and involves assisting the firm with regulatory reporting obligations related to EMIR and MiFIR. Responsibilities include ensuring the completeness, accuracy, and timeliness of reports, overseeing operational processes, managing exceptions and reconciliations, and coordinating remediation activities.

Main responsibilities include:

1. Identifying regulatory requirements and defining obligations.
2. Reviewing regulatory announcements and updating systems and processes accordingly.
3. Overseeing operational processes such as exception monitoring and reconciliations.
4. Ensuring timely and complete reporting.
5. Investigating and resolving routine exceptions and escalating non-routine issues.
6. Responding to queries related to reporting and operations.
7. Recording breaches and managing escalation and remediation.
8. Maintaining static/reference data and performing reconciliations.
9. Communicating upcoming changes related to new business, products, or markets.
10. Testing the impact of new business activities and changes.
11. Defining and verifying remediation and back-reporting activities.
12. Documenting business scenarios and operational policies.
13. Conducting User Acceptance Tests (UAT) for systems and processes.

For more information, please contact Marcus Courtney.