Senior Regulatory Compliance Executive

OpenPayd Ltd; Greater London; Vor Ort; GBP 70.000 - 100.000; Vollzeit

Benefits dieser Stelle

Personal training budget - £3000

Cycle to Work scheme

Discounted gym membership - £80

Corporate discounts via PerkBox

Travel loan

Company Pension plan

Health, Dental & Life Insurance

Wednesday office breakfasts and team-s

25 days annual leave plus bank hols, +

Zusammenfassung

OpenPayd Ltd is seeking a seasoned Regulatory Compliance professional to support the UK regulatory program within its fintech infra environment. The role focuses on risk-based monitoring, reporting and collaboration with Legal and global compliance teams.

The ideal candidate will have a bachelor’s degree in law, finance or business, at least four years’ regulatory compliance experience, and strong communication skills to engage with senior management and authorities.

Qualifikationen

• Bachelor's degree in law, finance, business or a related field; a law degree is preferred.
• At least four years' experience in regulatory compliance, preferably within financial services.
• Understanding of the UK financial services regulatory environment and how Banking as a Service technology and automation affect compliance.
• Ability to analyse regulatory requirements and controls, identify issues and recommend practical solutions.
• Clear written and verbal communication, including with senior management and external stakeholders.
• Ability to build effective working relationships and influence across functions.
• Ability to work independently and collaboratively in a fast-moving environment.
• Attention to detail, commercial awareness and ongoing fintech/regulatory knowledge.
• Commitment to inclusive teamwork and contributing to a diverse, experienced team.

Aufgaben

• Contributing to the development and delivery of the Annual Compliance Monitoring Programme within scope and timelines.
• Conducting risk-based compliance monitoring and testing against laws, regulations, policies and procedures.
• Assessing design and operating effectiveness of systems, documenting evidence and conclusions.
• Preparing regulatory reports and tracking remedial actions to completion; escalating as needed.
• Monitoring UK legislation and regulatory guidance and performing gap analyses.
• Supporting engagement with UK regulatory authorities and managing information requests.
• Preparing regulatory submissions in line with review and approvals processes.
• Maintaining the regulatory reporting calendar and coordinating with internal stakeholders.
• Collaborating with Legal, Global Compliance and business functions to update policies and guidance.
• Providing practical, risk-based compliance advice on new initiatives, products and processes.
• Delivering compliance training and supporting audits and regulatory reviews.
• Maintaining accurate compliance records, analyses and supporting evidence.

Ausbildung

Bachelor's degree in law, finance, business or a related field; a law degree is preferred

Jobbeschreibung

Who are we?

At OpenPayd, we are building a universal financial infrastructure to power the growth of the digital economy. Our rails-agnostic approach empowers any business to move and manage money globally - across both traditional rails and stablecoins — at scale, and in real time.

The OpenPayd platform delivers a suite of banking and payments infrastructure: accounts in over 40 currencies, FX, on/off ramp, international and domestic payments, Open Banking services – all via a single API.

A global network of licences alongside our best-in-class tech is why we're trusted by 1200+ enterprise clients to process over $300 bn volume annually.

How will you add value to the OpenPayd journey?

• Contributing to the development and delivery of the Annual Compliance Monitoring Programme, completing assigned reviews to the approved scope, methodology and timelines
• Conducting risk-based compliance monitoring and testing against applicable laws, regulations, regulatory expectations, policies and procedures
• Assessing the design and operating effectiveness of systems, processes and controls, and documenting the evidence reviewed, findings identified and conclusions reached
• Preparing clear compliance monitoring reports and tracking remedial actions to completion, escalating overdue or insufficiently addressed matters when appropriate
• Monitoring developments in UK legislation, regulation, regulatory guidance and industry standards, assessing their impact and completing regulatory gap analyses
• Supporting engagement with UK regulatory authorities, including coordinating communications, information requests and meetings
• Preparing regulatory reports, returns, notifications and other submissions in line with established review and approval processes
• Maintaining the UK regulatory reporting calendar and supporting records, while obtaining, reviewing and validating information from internal stakeholders
• Partnering with Legal, the Global Compliance Team and relevant business functions to develop and update policies, procedures and guidance
• Providing practical, risk-based compliance advice on new initiatives, products, services and processes
• Delivering compliance training, communicating regulatory expectations and supporting audits, assessments and regulatory reviews
• Maintaining accurate and up-to-date compliance records, analyses, implementation trackers, reports and supporting evidence

The ideal candidate will have the following:

• You have a bachelor's degree in law, finance, business or a related field; a law degree is preferred
• You have at least four years' experience in regulatory compliance, preferably within financial services
• You understand the UK financial services regulatory environment and how Banking as a Service technology and automation affect compliance
• You can analyse regulatory requirements and controls, identify issues and recommend practical solutions
• You communicate clearly in writing and verbally, including with senior management and external stakeholders
• You build effective working relationships and can influence colleagues across different functions
• You can work independently and collaboratively in a fast-moving environment
• You pay close attention to detail, understand commercial priorities and actively develop your fintech and regulatory knowledge
• You value inclusive teamwork and contribute positively to a team with varied backgrounds and experience

Our perks and benefits

• Personal training budget - £3000
• Cycle to Work scheme
• Discounted gym membership - £80 towards any gym
• Corporate discounts via PerkBox
• Travel loan
• Company Pension plan
• Health, Dental & Life Insurance
• Wednesday office breakfasts, office fruits and a full bar & regular team socials
• 25 days annual leave plus the Bank Holidays, extra day off for Birthday & Social Volunteering

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