Senior Compliance Officer, Funds

JR United Kingdom; Watford; On-site; GBP 50,000 - 70,000; Full time

Job summary

A progressive alternative funds platform in the UK seeks a Senior Compliance Officer to join their small compliance team. This generalist role covers all aspects of compliance and presents an excellent growth opportunity for those aspiring to eventually lead a compliance function. Experience with UCITS and Evergreen funds is advantageous.

Qualifications

• Experience in compliance, particularly around UCITS or Evergreen funds.
• Exposure to private markets funds preferred.
• Working knowledge of product and distribution matters.

Responsibilities

• Cover all facets of compliance as part of a small team.
• Develop career pathway towards heading a compliance function.

Skills

Compliance

Product Knowledge

Regulatory Knowledge

Education

Relevant Compliance Certification

Job description

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and is an excellent opportunity to develop along the career pathway for those with longer-term aspirations to ultimately head a function.

The firm partners with external managers, and working knowledge of product and distribution matters is a distinct advantage, particularly around UCITS and Evergreen funds. Exposure to private markets funds is preferred, but those whose experience centers on liquid assets will also be considered.

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