Senior Compliance Officer, Funds

JR United Kingdom; Lincoln; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading funds platform in Lincoln is seeking a Senior Compliance Officer to enhance its compliance team's capabilities. This role offers career growth opportunities, covering essential compliance aspects while collaborating with external managers and gaining insights into both private and liquid asset funds.

Qualifications

• Experience in compliance roles covering various facets.
• Familiarity with private markets funds preferred.
• Knowledge around product and distribution matters.

Responsibilities

• Oversee all facets of compliance within the firm.
• Partner with external managers on compliance issues.
• Contribute to the development of compliance functions.

Skills

Knowledge of UCITS and Evergreen funds

Compliance experience

Private markets funds familiarity

Job description

Senior Compliance Officer, Funds, Lincoln

Client: Hays

Location: Lincoln, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Views:

4

Posted:

10.06.2025

Expiry Date:

25.07.2025

Job Description:

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and offers an excellent opportunity for career development, with long-term aspirations to head a compliance function. The firm partners with external managers, and knowledge of product and distribution matters, especially around UCITS and Evergreen funds, is advantageous. Experience with private markets funds is preferred, but candidates with a focus on liquid assets will also be considered.

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