Senior Compliance Officer, Funds

JR United Kingdom; Nottingham; On-site; GBP 50,000 - 75,000; Full time

Job summary

A progressive alternative funds platform in the UK is seeking a Senior Compliance Officer to join its compliance team. This generalist role offers the chance to develop along the career pathway, appealing to those with aspirations of leading a compliance function in the future. Candidates with knowledge of UCITS and Evergreen funds are preferred.

Qualifications

• Experience in a compliance role, preferably within the funds sector.
• Working knowledge of product and distribution matters.
• Strong comprehension of regulatory obligations.

Responsibilities

• Covering all facets of compliance within the firm.
• Collaborating with the compliance team and the CCO.
• Engaging with external managers to ensure regulatory adherence.

Skills

Knowledge of compliance frameworks

Familiarity with UCITS

Understanding of private markets funds

Exposure to liquid assets

Job description

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and offers an excellent opportunity to develop along the career pathway for those with longer-term aspirations to ultimately head a function.

The firm partners with external managers, and a working knowledge of product and distribution matters is a distinct advantage, particularly around UCITS and Evergreen funds. Exposure to private markets funds is preferred, but those whose experience centers on liquid assets will also be considered.

Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job, you accept the Terms & Conditions, Privacy Policy, and Disclaimers which can be found at hays.co.uk.