Senior Compliance Officer, Funds

JR United Kingdom; Shrewsbury; On-site; GBP 50,000 - 70,000; Full time

Job summary

A progressive alternative funds platform in Shrewsbury is seeking a Senior Compliance Officer to enhance its compliance team. This role offers prospects for career advancement and involves managing compliance across various fund types, making it ideal for candidates passionate about compliance in the financial sector.

Qualifications

• Experience in compliance within financial services.
• Knowledge of UCITS and Evergreen funds is advantageous.
• Exposure to private markets funds preferred.

Responsibilities

• Manage compliance across all facets for the firm.
• Report to the Chief Compliance Officer.
• Support external managers with compliance affairs.

Job description

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Senior Compliance Officer, Funds, Shrewsbury

Client:

Hays

Location:

Shrewsbury, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

Job Views:

3

Posted:

10.06.2025

Expiry Date:

25.07.2025

Job Description:

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and is an excellent opportunity to develop along the career pathway for those with longer-term aspirations to ultimately head a function. The firm partners with external managers and working knowledge of product and distribution matters is a distinct advantage, particularly around UCITS and Evergreen funds. Exposure to private markets funds is preferred but those whose experience centres on liquid assets will also be considered.

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