Compliance Officer

One Ten Associates; Greater London; Vor Ort; GBP 70.000 - 110.000; Vollzeit

Zusammenfassung

One Ten Associates is seeking a Compliance Officer for our client, a global private markets investment manager based in London. The role focuses on day-to-day compliance within the local office while supporting the wider international compliance programme.

You will provide advice on policies, monitoring, marketing materials, conflicts of interest, and regulatory projects, developing strong relationships across the business and taking ownership of daily and longer-term priorities.

Qualifikationen

• 5–10 years’ compliance experience within private markets, including private equity and private credit/debt.

Aufgaben

• Provide day-to-day compliance advice to the London business.
• Update compliance policies and procedures.
• Contribute to compliance monitoring and testing.
• Review and provide advice on marketing materials across jurisdictions.
• Advise on conflicts of interests and the compliance considerations arising from activity across public and private markets.
• Work with the wider compliance team on regulatory projects and the delivery of the global compliance programme.

Jobbeschreibung

Compliance Officer | Global Private Markets Investment Manager | London

Our client is an established global investment manager with a strong reputation across private markets.

The opportunity:

Based in London, you will take responsibility for daily compliance activities within the local office while supporting the wider team across its international compliance programme.

Key responsibilities:

• Provide day-to-day compliance advice to the London business.
• Update compliance policies and procedures.
• Contribute to compliance monitoring and testing.
• Review and provide advice on marketing materials across jurisdictions.
• Advise on conflicts of interests and the compliance considerations arising from activity across public and private markets.
• Work with the wider compliance team on regulatory projects and the delivery of the global compliance programme.

Your background:

We are keen to speak with candidates with approximately 5–10 years’ compliance experience within private markets, including private equity and private credit/debt.

This role will suit someone who enjoys taking ownership, building relationships across a business and balancing daily responsibilities with longer-term projects.