Senior Compliance Manager, Marketing and Cross Border

ENGINEERINGUK; London; On-site; GBP 70,000 - 90,000; Full time

Job summary

A leading company in the financial services sector is seeking a Senior Compliance Manager to oversee compliance related to Distribution, Marketing, and Cross Border activities. The role involves managing a team, providing high-quality compliance advice, and ensuring regulatory adherence across various jurisdictions. The ideal candidate will have extensive experience in compliance advisory, strong leadership skills, and a deep understanding of relevant regulations.

Qualifications

• Extensive experience in compliance advisory within asset management.
• Proven leadership and team management skills.

Responsibilities

• Supporting compliance oversight related to Distribution, Marketing & Cross Border.
• Managing daily operations of the compliance team.

Skills

Leadership

Compliance Advisory

Regulatory Knowledge

Education

Degree or equivalent

Job description

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Senior Compliance Manager, Marketing and Cross Border

View more categories View less categories Sector Banking and Financial Services Role Senior Executive Contract Type Permanent Hours Full Time

At M&G, our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with over 170 years of history, we offer a range of financial products and services through Asset Management, Life, and Wealth. Our segments collaborate to deliver attractive financial outcomes for clients and superior shareholder returns.

We foster an environment of telling it like it is, owning it now, and moving it forward together with care and integrity, creating an exceptional workplace for talented individuals.

Flexible working arrangements and workplace accommodations are considered to support effective performance.

Key responsibilities include:

• Supporting the Head of Product & Distribution Compliance Advisory with compliance oversight related to Distribution, Marketing & Cross Border activities.

• Leading and managing the Distribution & Marketing Compliance Advisory team.

Engagement

• Implementing and communicating strategic directions for Distribution, Marketing & Cross Border Compliance.
• Building relationships with internal stakeholders and industry peers to share best practices.

Team Management

• Managing daily operations of the compliance team, including training, development, and resource planning.

Advisory and Oversight

• Providing high-quality compliance advice and support to ensure regulatory adherence.
• Leading the team to implement compliance advisory services effectively.
• Participating in regional and global initiatives.
• Managing audit and monitoring actions related to compliance activities.

Minimum requirements:

• Extensive experience in a compliance advisory role within asset management, focusing on Distribution, Marketing & Cross Border.
• Proven leadership and team management skills.
• Strong understanding of UK, EU, US, and Asia-Pacific regulatory environments relevant to asset management.
• Detailed knowledge of regulations such as FCA, MiFID, PRIIPS, UCITS, AIFMD, and others.

Desirable skills:

• Ability to influence senior stakeholders and participate in governance forums.
• Knowledge of the global financial services sector and ESG regulations.

Qualifications:

• Degree or equivalent, along with professional qualifications if applicable.

Experience Level: Manager / Expert

Recruiter: Helen Simons

We promote diversity and inclusion, welcoming applications from all backgrounds, including those with disabilities or long-term health conditions. For assistance or alternative application methods, contact us at: [e-mail].