Senior Compliance Lead – EMIR/MiFID2 & SMCR

Compliance Professionals; Greater London; On-site; GBP 90,000 - 120,000; Full time

Job summary

Compliance Professionals is seeking a compliance specialist to join its project teams, focusing on regulatory-driven implementations such as MiFIR/EMIR reporting.

The role involves guiding the monitoring plan, reporting management information, and providing timely front-office regulatory advice, with responsibility for SMCR certification processes and training. A solid understanding of FCA rules is essential.

Qualifications

• Deep understanding of commodities derivatives markets and regulatory frameworks.
• Experience applying FCA rules including CO BS, SYSC, MAR and SUP.

Responsibilities

• Act as compliance specialist in project teams for regulatory implementations (e.g. MiFIR/EMIR reporting).
• Support and guide management with monitoring plans to ensure timely, risk-based compliance activities.
• Provide concise management information reporting and front-office regulatory guidance.
• Lead on compliance training, SMCR certification processes and related frameworks.
• Review and update policies and procedures to remain current.

Skills

Regulatory compliance

Derivatives market knowledge

EMIR/MiFID2 expertise

FCA rules and SYSC knowledge

Job description

Compliance Professionals is seeking a compliance specialist to join its project teams, focusing on regulatory-driven implementations such as MiFIR/EMIR reporting.

The role involves guiding the monitoring plan, reporting management information, and providing timely front-office regulatory advice, with responsibility for SMCR certification processes and training. A solid understanding of FCA rules is essential.