SMCR Compliance Lead | Hybrid: 4d in-office/1d remote

Investec; Greater London; Hybrid; GBP 90,000 - 130,000; Full time

Benefits offered by this job

Wellbeing benefits

4 days in the office + 1 day remote

Job summary

Investec’s Central Compliance team seeks an experienced SMCR Compliance Lead to oversee the Bank’s adherence to the Senior Managers and Certification Regime. You will collaborate with Senior Managers, Executives and Compliance colleagues to embed regulatory requirements and provide pragmatic, regulatory advice across the business.

You will own SMCR documentation, lead Phase 2 SMCR changes, develop training and communications, and support governance forums with clear updates and executive

Qualifications

• Strong working knowledge of SMCR, Conduct Rules, Fitness & Propriety and Training & Competence requirements.
• Good understanding of the UK regulatory landscape and priorities in financial services.
• Able to work with C‑suite executives and senior stakeholders providing clear advice and challenge.

Responsibilities

• Oversee SMCR compliance with stakeholders ensuring requirements are understood and maintained.
• Own and maintain core SMCR documentation ( mappings, responsibilities, methodologies).
• Lead regulatory development implementations including Phase 2 SMCR changes; brief and advise stakeholders.

Skills

SMCR knowledge

Conduct Rules

Fitness & Propriety

Training & Competence

Policy drafting

Governance frameworks

Stakeholder management

Regulatory submissions

Training delivery

Communication

Job description

Investec’s Central Compliance team seeks an experienced SMCR Compliance Lead to oversee the Bank’s adherence to the Senior Managers and Certification Regime. You will collaborate with Senior Managers, Executives and Compliance colleagues to embed regulatory requirements and provide pragmatic, regulatory advice across the business.

You will own SMCR documentation, lead Phase 2 SMCR changes, develop training and communications, and support governance forums with clear updates and executive