Senior Compliance & Conduct Risk Lead — Consumer Duty

Ips Group; Greater London; Vor Ort; GBP 65.000 - 90.000; Vollzeit

Zusammenfassung

Ips Group in the United Kingdom is seeking a compliance professional to support Consumer Duty, conduct risk and regulatory compliance initiatives and promote good customer outcomes.

You will work closely with the Head of Compliance to deliver effective oversight, develop the Consumer Duty framework, manage regulatory obligations, analyse complaints and provide practical guidance across the business.

Qualifikationen

• Experience in a Governance role within the Lloyd’s insurance market.
• Strong understanding of FCA Consumer Duty.
• Ability to interpret regulatory requirements.
• Experience producing compliance reports.
• Strong analytical skills.

Aufgaben

• Supporting the ongoing development of the Consumer Duty framework.
• Helping the business manage conduct risks and regulatory obligations.
• Coordinating the Lloyd’s Principles and Annual Attestation process.
• Supporting the delivery of the annual Compliance Plan.
• Analysing complaints and customer outcome data to identify trends, root causes and areas for improvement.
• Providing practical compliance advice on Consumer Duty, conduct risk, complaints, fair value, communications and governance.
• Supporting compliance monitoring activity, thematic reviews and assurance work.
• Keeping up to date with regulatory developments and assessing their impact on the business.
• Building effective relationships with stakeholders across the business, including senior management, operational teams, Risk and Governance.

Kenntnisse

Governance

FCA Consumer Duty

Regulatory interpretation

Compliance reporting

Analytical skills

Jobbeschreibung

Ips Group in the United Kingdom is seeking a compliance professional to support Consumer Duty, conduct risk and regulatory compliance initiatives and promote good customer outcomes.

You will work closely with the Head of Compliance to deliver effective oversight, develop the Consumer Duty framework, manage regulatory obligations, analyse complaints and provide practical guidance across the business.