Regulatory Operations Specialist - Securities Finance

JPMorgan Chase & Co.; Bournemouth; On-site; GBP 42,000 - 54,000; Full time

Job summary

JPMorgan Chase & Co. in Bournemouth seeks an Operational Regulatory Support Associate to strengthen regulatory controls within Agency Securities Finance Operations.

You will partner with Operations, Compliance, Risk, Technology and front office to embed regulatory obligations in day-to-day processes, support reporting and evidence gathering. We value attention to detail, audit-ready outputs, and the ability to drive process improvements across cross-functional teams in a demanding financial

Qualifications

• Experience in regulated financial services operations.
• Ability to produce audit-ready outputs with strong attention to detail and deadlines.
• Proven capability to investigate issues and apply root-cause analysis with documented results.
• Proficiency in MS Office, especially Excel and PowerPoint.
• Strong written and verbal communication across multiple stakeholder groups.

Responsibilities

• Execute business-as-usual processes aligned to regulatory obligations, including reporting support, reconciliations, exception management, and evidence retention.
• Support Regulatory reporting routines, including investigation of issues and timely remediation.
• Perform Client Assets Sourcebook operational oversight including documentation upkeep, control evidence collection, and periodic review support.
• Monitor CSDR settlement discipline routines, including fail analysis, escalations, and MI/KPI production.
• Coordinate MiFID operational requirements, including recordkeeping, data quality checks, and governance touchpoints with relevant teams.
• Investigate breaks and exceptions, complete root-cause analysis, track corrective actions through to closure.
• Maintain and improve procedures, control descriptions, and operational playbooks with regulatory updates.
• Prepare audit narratives and deliver complete evidence for internal and external reviews.
• Participate in change delivery, including user acceptance testing, control implementation, and rollout.

Skills

Operations experience

Audit & controls

Issue investigation

Regulatory knowledge

Excel

PowerPoint

Communication skills

Ownership mindset

Tools

Microsoft Office

Excel

PowerPoint

Job description

JPMorgan Chase & Co. in Bournemouth seeks an Operational Regulatory Support Associate to strengthen regulatory controls within Agency Securities Finance Operations.

You will partner with Operations, Compliance, Risk, Technology and front office to embed regulatory obligations in day-to-day processes, support reporting and evidence gathering. We value attention to detail, audit-ready outputs, and the ability to drive process improvements across cross-functional teams in a demanding financial