Regulatory Exam Lead – Onboarding & Documentation

Aumni; Greater London; Presencial; GBP 90.000 - 130.000; Jornada completa

Descripción de la vacante

J.P. Morgan is seeking an Exam Management Control Manager for Client Onboarding and Documentation to lead regulatory examinations, audits, and compliance testing engagements.

You will coordinate planning, fieldwork, and post-engagement follow-up while delivering clear, evidence-based written responses. You will collaborate with compliance, legal, audit, controls, and operations teams to gather information, validate inputs, and monitor risks.

Formación

• Bachelor’s degree or equivalent practical experience.
• Experience supporting regulatory reviews, audits, or compliance testing in financial services.
• Knowledge of Know Your Customer and Anti-Money Laundering requirements and related controls.
• Ability to manage multiple workstreams, reprioritize quickly, and deliver under tight deadlines.
• Strong written communication skills, including drafting clear, evidence-based responses.
• Strong stakeholder management skills across functions and seniority levels.
• Demonstrated ability to identify issues, assess impact, and escalate appropriately.
• Advanced Microsoft Excel skills for reviewing and validating management information.
• Proficiency with Microsoft Office tools, including Outlook, Word, and PowerPoint.
• Comfort working with data sources and databases, including checking data for completeness and accuracy.

Responsabilidades

• Manage a portfolio of regulatory examinations, audits, and compliance monitoring and testing engagements.
• Coordinate engagement planning, fieldwork, and post-engagement follow-up activities.
• Review incoming requests and drive timely, accurate, well-supported responses.
• Prepare, quality-check, and present materials requested by regulators, auditors, and other reviewers.
• Draft clear written responses using validated inputs and subject matter expertise.
• Partner with compliance, legal, audit, controls, and operations teams to gather and verify information.
• Track request intake, status, risks, and issues, escalating as appropriate.
• Deliver management reporting and engagement updates to stakeholders.
• Maintain awareness of key data sources, platforms, and end-to-end data flows used to support responses.
• Identify trends across engagements and support remediation planning and execution.
• Apply established protocols and documentation standards to strengthen engagement discipline.

Conocimientos

Regulatory reviews experience

Stakeholder management

Written communication

Project / workstream management

Excel data analysis

Deadline-driven

Educación

Bachelor’s degree

Herramientas

Microsoft Excel

Microsoft Office

Outlook

PowerPoint

Descripción del empleo

J.P. Morgan is seeking an Exam Management Control Manager for Client Onboarding and Documentation to lead regulatory examinations, audits, and compliance testing engagements.

You will coordinate planning, fieldwork, and post-engagement follow-up while delivering clear, evidence-based written responses. You will collaborate with compliance, legal, audit, controls, and operations teams to gather information, validate inputs, and monitor risks.