Regulatory Compliance Specialist — Law Firm, Flexible Work

Connect Legal Partners; Birmingham; Hybride; GBP 40 000 - 70 000; Plein temps

Avantages offerts par ce poste

Annual bonus

Holiday

Pension

Healthcare

Wellbeing benefits

Flexible working

Résumé du poste

Connect Legal Partners is seeking a compliance professional to develop and maintain the firm’s regulatory policies. You will provide day-to-day guidance on professional conduct, conflicts, onboarding, and regulatory issues, while supporting reporting, registers, and investigations.

The role requires strong communication, organisational skills, and IT literacy, with familiarity of iManage, Intapp or 3E being helpful. A competitive package with flexible working patterns is offered.

Qualifications

• Excellent written and spoken English communication.
• Ability to manage multiple priorities with strong organisational skills.
• Experience in professional services or with a regulator is advantageous.

Responsabilités

• Develop and maintain the firm's regulatory compliance policies and procedures.
• Provide day-to-day guidance to colleagues on regulatory matters.
• Handle professional conduct and regulatory issues, conflicts, and client onboarding queries.
• Contribute to regulatory reporting, investigations, registers, file reviews and compliance monitoring, and write bulletins.

Connaissances

Communication skills

Organisational skills

Regulatory knowledge

IT literacy

Stakeholder engagement

Outils

iManage

Intapp

3E

Description du poste

Connect Legal Partners is seeking a compliance professional to develop and maintain the firm’s regulatory policies. You will provide day-to-day guidance on professional conduct, conflicts, onboarding, and regulatory issues, while supporting reporting, registers, and investigations.

The role requires strong communication, organisational skills, and IT literacy, with familiarity of iManage, Intapp or 3E being helpful. A competitive package with flexible working patterns is offered.