Conduct and Compliance Manager - Retail FS, London

Oliver James Associates Ltd.; City Of London; Hybrid; GBP 60,000 - 100,000; Full time

Job summary

An established industry player is looking for a Conduct and Compliance Manager to join their dynamic team in London. This hybrid role involves managing conduct risk and compliance projects for retail financial services clients, providing insightful regulatory risk advice, and mentoring junior staff. If you're driven and eager for advancement opportunities, this position offers a platform for professional growth in a supportive environment. Join a motivated team and make a significant impact in the retail banking and financial services sector.

Qualifications

• Experience in managing conduct risk and compliance projects.
• Ability to provide regulatory risk advice to clients.

Responsibilities

• Mentoring and developing junior staff in compliance practices.
• Managing client relationships and delivering business programs.

Skills

Conduct Risk Management

Compliance Advisory

Client Relationship Management

Regulatory Risk Advice

Education

Bachelor's Degree in Finance or Related Field

Relevant Compliance Certifications

Job description

Conduct and Compliance Manager

London / Hybrid

Retail Financial Services

I am seeking an experienced, client-facing advisory professional to join a small team in London. You will have specific experience managing and delivering conduct risk and compliance projects for retail financial services clients, including retail banking, consumer credit, motor finance, insurance, or wealth management.

You should have a proven ability to provide detailed, pragmatic, and insightful regulatory risk advice to clients, assisting them in navigating their relationship with the FCA.

My client has a small but highly motivated and knowledgeable team based in The City, with hybrid working arrangements. You will be involved in mentoring and developing junior staff, managing client relationships, and delivering critical business programs.

This role is suitable for someone who is driven and seeking opportunities for advancement without being limited by promotion prospects.