Regulatory Compliance Director - Retail FS, London

Oliver James Associates Ltd.; City Of London; On-site; GBP 100,000 - 125,000; Full time

Job summary

An established firm in the retail financial services sector is seeking a Compliance and Conduct Risk Director. This pivotal role involves leading conduct risk projects across banking, consumer finance, and wealth management. The ideal candidate will have a strong client-facing background and proven management skills. With a culture that promotes growth and the potential for partnership, this opportunity offers a dynamic environment for professionals ready to make a significant impact. If you are passionate about compliance and risk management, this role could be your next career milestone.

Qualifications

• Proven ability in managing conduct risk projects across financial services.
• Experience in client-facing roles within retail banking or finance.

Responsibilities

• Lead conduct risk projects and manage a team effectively.
• Engage with clients and deliver high-quality advisory services.

Skills

Conduct Risk Management

Client Management

Team Leadership

Project Delivery

Job description

Compliance and Conduct Risk Director

Location: London

Sector: Retail Financial Services

I am looking for an established and experienced senior hire within the retail financial services advisory sector. You will have proven ability in the delivery and management of conduct risk projects across banking, consumer finance, and wealth. You MUST also have a background in a client-facing sector. I am looking for a solid and capable individual who is good with clients and able to manage a team. You do not necessarily need to be able to sell work, but it would be a bonus.

Exposure to retail banking, consumer credit/finance, wealth, and asset management would be a good sector focus.

My client is an established but growing firm that offers not just a great culture but also the opportunity to move to partnership in the medium term. The role will require you to be in London 4 days a week.