Private Client Wealth Adviser

Lync Wealth Management; Bath; On-site; GBP 55,000 - 95,000; Full time

Job summary

Lync Wealth Management is seeking an employed Financial Adviser for our Bath office. You will deliver holistic financial planning to existing and prospective clients, aligned with CF30 FCA authorisation, with paraplanning and admin support provided.

Join a nationwide group of practices committed to regulatory compliance, client outcomes, and ongoing CPD as you build personalised financial roadmaps for private clients with typically £12m AUA.

Qualifications

• Hold minimum Level 4 Diploma
• Preferably CAS for a minimum of 1 year
• Additional qualifications such as Long Term Care/Cemap are an advantage
• Have achieved or be working towards Certified and/or Chartered Financial Planning status

Responsibilities

• Provide financial services advice aligned with CF30 FCA authorisation, ensuring the advice is comprehensive, accurate, and tailored to the individual needs of the clients.
• Develop personalised financial plans and strategies to help clients achieve their short-term and long-term financial goals.
• Develop and maintain strong relationships with private clients, average AUA £12m and providing tailored financial advice that aligns with clients' financial goals, values, and objectives.
• Uphold and operate within the FCA’s definition of independence, ensuring all advice is unbiased, transparent, and in the best interest of the clients.
• Ensure all recommendations comply with regulatory requirements and maintain thorough records of client interactions and advice provided.
• Conduct detailed financial planning assessments, identifying clients’ needs and offering solutions such as investments, pensions, protection and estate planning.
• Regularly review and adjust clients' portfolios based on their changing needs, financial goals, and market conditions.
• Engage in Continuing Personal Development (CPD) and training to stay abreast of industry knowledge, regulatory changes, and emerging financial products/services.
• In this role, it's essential that you consistently follow the FCA's Consumer Duty principles. You're expected to act in good faith, prevent potential harm, and actively support our customers in achieving their financial goals.

Skills

Relationship building

Communication skills

FCA rules

Client advisory

Time management

Attention to detail

Education

Level 4 Diploma

CAS

Certified/Chartered status

Job description

Lync Wealth Management is seeking an employed Financial Adviser for our Bath office. You will deliver holistic financial planning to existing and prospective clients, aligned with CF30 FCA authorisation, with paraplanning and admin support provided.

Join a nationwide group of practices committed to regulatory compliance, client outcomes, and ongoing CPD as you build personalised financial roadmaps for private clients with typically £12m AUA.