Operations / Compliance Risk Assessor

KHR - Recruitment Specialists; Warwick; Hybrid; GBP 12,000 - 15,000; Part time

Job summary

A leading company is seeking a part-time Operations / Compliance Risk Assessor to join their broking team in Warwick. The role focuses on safeguarding operational integrity and ensuring compliance with regulatory standards. Applicants should have a relevant background in broking or auditing and hold a Cert CCI. This position requires 15 to 20 hours of work weekly, transitioning from in-office to hybrid.

Qualifications

• Ideal candidates will have a Broker or auditing background.
• Experience in compliance and internal controls.
• Strong communication and reporting skills.

Responsibilities

• Conduct regular audit preparations and documentation.
• Ensure compliance with internal controls and regulatory standards.
• Manage reporting and responses to audit complaints.

Skills

Compliance

Audit Preparation

Management Reporting

Education

Cert CCI

Job description

Operations / Compliance Risk Assessor, Warwick

Client:

KHR - Recruitment Specialists

Location:

Warwick, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Reference:

42c5e7a4dd01

Posted:

September 11, 2024

Expiry Date:

August 6, 2025

Job Description:

Updated: Wed, Sep 11, 2024 10:52 AM

We are seeking an experienced part-time Operations / Compliance Risk Assessor to join a broking team. This role involves safeguarding operational integrity and ensuring compliance with regulatory standards.

Details:

• 2 or 3 days per week, 15 to 20 hours
• Salary up to £15,000 per annum
• Initial in-office work, transitioning to hybrid

Responsibilities include:

• Audit Preparation
• Compliance and Internal Controls
• Audit Documentation
• Audit Communication
• Management Reporting
• Complaint Responses
• Maintaining the Regulated Agents List
• Conduct Risk Reporting
• Continuous Learning
• Department and Organizational Enhancements

Ideal candidates will have a Broker or auditing background and hold a Cert CCI.

Applicants should review their CV for clarity, spelling, and grammar before submission. Feel free to include a cover letter or a preface page to highlight relevant skills or qualifications. Please submit a clean Word copy if your CV contains heavy graphics.

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