Part -Time Operations / Compliance Risk Assessor

KHR - Recruitment Specialists; Warwick; On-site; GBP 12,000 - 15,000; Part time

Job summary

A leading company is seeking a part-time Operations / Compliance Risk Assessor in Warwick. The role involves ensuring compliance and safeguarding operational integrity within a broking team. Ideal candidates will have a broker or auditing background and hold a Cert CCI. Responsibilities include audit preparation, compliance checks, and reporting.

Qualifications

• Experience as a Broker or in auditing is essential.
• Cert CCI is required.

Responsibilities

• Ensure compliance with regulatory requirements.
• Identify areas for improvement in operations.
• Prepare audits and enhance internal controls.

Skills

Cert CCI

Broker background

Auditing background

Analytical Skills

Attention to Detail

Communication Skills

Job description

Part -Time Operations / Compliance Risk Assessor, Warwick

Client:

KHR - Recruitment Specialists

Location:

Warwick, United Kingdom

Job Category:

Other

-

EU work permit required:

Yes

Job Reference:

d5a7e267332a

Job Views:

Posted:

Expiry Date:

06.08.2025

Job Description:

Updated: Thu, Sep 12, 2024 9:22 AM

Operations / Compliance Risk Assessor
2 or 3 days 15 to 20 hours per week
Salary up to £15k per annum

An opportunity has arisen for an experienced part-time Operations Risk Assessor to work within a broking team. You will play a crucial role in safeguarding the integrity and efficiency of their operations.

The ideal candidate would have a Broker or auditing background and have a Cert CCI
You will be required to work in the office initially and then on to hybrid after a certain period.

You will not only ensure strict compliance with regulatory requirements but also proactively identify areas for improvement.

* Audit Preparation
* Compliance and Internal Controls
* Audit Documentation
* Audit Communication
* Management Reporting
* Complaint Responses
* Regulated Agents List
* Conduct Risk Reporting
* Continuous Learning
* Department and Organizational Enhancement:
* Additional Duties

Skills:
– Cert CCI
– Broker background or auditing background
– You will be required to work in the office initially and then on to hybrid after a certain period.

Analytical Skills:
– Strong ability to analyse records, reports, operating practices, and documentation.
– Capacity to identify issues and recommend improvements to internal controls.

Attention to Detail:
– High level of accuracy in data input and documentation.
– Thoroughness in audit work and report preparation.

Communication Skills:
– Excellent written and verbal communication skills for preparing reports and presenting findings.

At KHR we take care to ensure that you are represented as well as possible so it is worth checking your CV for layout, spelling and grammar as well as making sure it is up to date before you submit. If you feel you need to highlight particular qualifications, skills or relevant experience with regards to a specific role then please add a cover letter or a preface page. This does not need to be formatted in the same manner. In addition, if your CV is heavy with graphics etc, please could you also submit a “clean” copy in Word. Thank you.

KH Recruitment Ltd is acting as an Employment Agency in relation to this vacancy. KHR – Recruitment Specialists is a trading name of KH Recruitment Ltd Keep in touch with us online for job alerts, industry updates and market…

Apply Now

Please note that if you are NOT a passport holder of the country for the vacancy you might need a work permit. Check our Blog for more information.

Bank or payment details should not be provided when applying for a job. Eurojobs.com is not responsible for any external website content. All applications should be made via the 'Apply now' button.