Investment Risk & Compliance Lead

Standard Bank Group; Saint Helier; On-site; GBP 70,000 - 90,000; Full time

Job summary

Standard Bank Offshore is seeking an experienced risk/compliance professional to oversee risk governance within the Investment Division. The role supports identification and management of risk arising from investment operations, ensuring a robust controls environment.

The successful candidate will have 5–7 years in financial services, including securities, with strong knowledge of risk management and regulatory requirements. Jersey residents may apply; relocation/sponsorship not offered.

Qualifications

• Diploma in Finance and Accounting.
• 5–7 years experience in financial services, with securities industry experience and knowledge of risk management and compliance, regulatory requirements and end-to-end processes.
• Experience in trade and payment processes is preferred.
• Design and maintain robust controls environment within the investment division.

Responsibilities

• Provide input to the design of the investment division control framework and support the business in maintaining robust controls.
• Manage breaches, incidents and complaints; escalate to 3rd parties, Group Risk and Compliance; follow up on actions.
• Prepare reports and KRIs; analyse risk data for Investment Services and Risk meetings.
• Undertake client suitability reviews and monitor investment mandates; investigate variances for compliance.
• Maintain business continuity plans; perform risk assessment of systems and suppliers.

Skills

Producing Output

Articulating Information

Taking Action

Team Working

Developing Strategies

Education

Diploma in Finance and Accounting

Tools

Risk Management

Compliance

Business Administration Skills

Investment Risk Reporting

Written Communication

Job description

Standard Bank Offshore is seeking an experienced risk/compliance professional to oversee risk governance within the Investment Division. The role supports identification and management of risk arising from investment operations, ensuring a robust controls environment.

The successful candidate will have 5–7 years in financial services, including securities, with strong knowledge of risk management and regulatory requirements. Jersey residents may apply; relocation/sponsorship not offered.