Independent Financial Advisor

JR United Kingdom; Shrewsbury; Remote; GBP 40,000 - 60,000; Full time

Job summary

A successful wealth management firm is seeking an Independent Financial Adviser to deliver holistic advice to clients. You will have support in paraplanning and administration, ensuring high standards in client service and regulatory compliance. This role is home-based, requiring the RQF Level 4 diploma and relevant industry experience.

Qualifications

• Experience as a Financial Adviser is desirable.
• SPS Statement of Professional Standing by an FCA-accredited body preferred.

Responsibilities

• Provide independent whole of market advice to clients.
• Analyze clients’ financial situations and establish suitable solutions.
• Maintain records of client advice and ensure adherence to company standards.

Skills

Client-centric approach

Holistic financial advice

Analytical skills

Record keeping

Education

RQF Level 4 Diploma in Regulated Financial Planning

Job description

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Client:

Clayton Davies

Location:

Shrewsbury, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

4

Posted:

31.05.2025

Expiry Date:

15.07.2025

Job Description:

Home Based

Our client, a successful wealth management firm, is looking for an Independent Financial Adviser to join the team. You will receive full paraplanning and administration support.

Role & Responsibilities:

• Operate to the highest standards within a client-centric environment, practicing a standardized process for advising clients and maintaining records of advice.
• Provide fully holistic independent whole of market advice to customers.
• Analyze clients’ circumstances and finances to establish suitable solutions for their differing needs.
• Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
• Provide clients with comprehensive verbal and documented recommendations in line with the company’s best practice.
• Ensure best practice and client outcomes.
• Keep records appropriately in line with the company’s record keeping and file quality requirements.
• Maintain competence to provide advice through a program of CPD, which is documented.

Requirements to apply:

• RQF Level 4 Diploma in Regulated Financial Planning (or equivalent).
• Previous experience as a Financial Adviser.
• Ideally hold SPS Statement of Professional Standing by an FCA-accredited body.

Due to the high volume of applications, we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.