Hybrid Compliance & Training Supervisor — Coach Advisers

Benchmark Capital Limited; Horsham; Hybrid; GBP 45,000 - 65,000; Full time

Job summary

Benchmark Capital Limited is seeking a Compliance & Training Supervisor to join our Network Compliance team in Horsham. You will oversee regulatory compliance for a portfolio of advisers, coach and develop authorised persons, and support Appointed Representatives across the UK to deliver compliant, client-focused outcomes.

This hybrid role combines technical regulatory work with people development, requires strong FCA knowledge, and offers a collaborative environment with campus facilities at

Qualifications

• UK regulatory framework knowledge (FCA) and application.
• Experience in supervision or adviser oversight.
• Strong coaching and communication skills.
• Ability to analyse information, identify risks and make balanced decisions.
• Desirable progression towards Chartered status and Level 6 qualification.

Responsibilities

• Managing a portfolio of up to 40 Registered Individuals and delivering ongoing regulatory oversight.
• Conducting risk-based compliance monitoring, file reviews and KPI assessments.
• Coaching, mentoring and training advisers to support good consumer outcomes.
• Supporting the supervision and sign-off of newly appointed advisers.
• Identifying regulatory risks, emerging trends and areas for improvement.
• Reviewing and approving financial promotions in line with FCA requirements.
• Working closely with senior stakeholders across adviser firms and within Benchmark.
• Supporting regulatory interactions and FCA reporting where required.

Skills

Level 4 Diploma in Financial Planning

FCA regulations knowledge

Compliance experience

Coaching

Stakeholder management

Analytical thinking

Education

Level 4 Diploma in Financial Planning (or equivalent)

Job description

Benchmark Capital Limited is seeking a Compliance & Training Supervisor to join our Network Compliance team in Horsham. You will oversee regulatory compliance for a portfolio of advisers, coach and develop authorised persons, and support Appointed Representatives across the UK to deliver compliant, client-focused outcomes.

This hybrid role combines technical regulatory work with people development, requires strong FCA knowledge, and offers a collaborative environment with campus facilities at