Home-Based Compliance & Training Supervisor for Advisers

Benchmark Capital Limited; Kingsfold; Remote; GBP 52,000 - 66,000; Full time

Job summary

Benchmark Capital Limited is seeking a Compliance & Training Supervisor to join our Network Compliance team. The role involves providing regulatory oversight, coaching, training and practical support to advisers across the UK, ensuring high compliance standards while fostering trusted relationships.

The role emphasizes advising firms and advisers, identifying regulatory risks, reviewing financial promotions, and collaborating with senior stakeholders.

Qualifications

• Level 4 Diploma in Financial Planning (or equivalent).
• Strong knowledge of FCA regulations and their application.
• Experience in compliance, supervision or adviser oversight.
• Excellent coaching, communication and stakeholder management skills.
• Ability to analyse information, identify risks and make balanced decisions.

Responsibilities

• Manage a portfolio of up to 40 Registered Individuals with ongoing regulatory oversight.
• Conduct risk-based compliance monitoring, file reviews and KPI assessments.
• Coach, mentor and train advisers to support good consumer outcomes.
• Support supervision and sign-off of newly appointed advisers.
• Identify regulatory risks, emerging trends and areas for improvement.
• Review and approve financial promotions in line with FCA requirements.
• Collaborate with senior stakeholders across adviser firms and Benchmark.
• Support regulatory interactions and FCA reporting where required.

Skills

Coaching

Stakeholder management

Regulatory knowledge

Analytical thinking

Education

Level 4 Diploma in Financial Planning

Advanced Diploma (Level 6)

Job description

Benchmark Capital Limited is seeking a Compliance & Training Supervisor to join our Network Compliance team. The role involves providing regulatory oversight, coaching, training and practical support to advisers across the UK, ensuring high compliance standards while fostering trusted relationships.

The role emphasizes advising firms and advisers, identifying regulatory risks, reviewing financial promotions, and collaborating with senior stakeholders.