Wealth Compliance Team Lead - Regulation & Risk

Benchmark Capital Limited; Horsham; On-site; GBP 60,000 - 85,000; Full time

Job summary

Benchmark Capital Limited is seeking a Compliance Team Manager to lead a team within the Operations Compliance function in Horsham. You will oversee compliance oversight and monitoring activities, ensuring regulatory obligations are met and driving continuous improvement across the business.

The role requires strong FCA knowledge, team leadership experience, and the ability to provide guidance to operational teams.

Qualifications

• Strong regulatory compliance knowledge in wealth management or financial services.
• Experience leading or mentoring a team of analysts or officers.
• Excellent communication and stakeholder management skills.

Responsibilities

• Lead day-to-day delivery of compliance oversight and monitoring activities.
• Set team objectives and conduct performance reviews.
• Deliver robust monitoring programmes and control frameworks.
• Identify regulatory risks and implement controls and mitigations.
• Produce management information and reporting for senior stakeholders.
• Support FCA notifications and regulatory interactions as needed.
• Drive process improvements and system enhancements.

Skills

Regulatory compliance knowledge

Leadership

Stakeholder management

Analytical/problem-solving

Education

Level 4 Diploma in Financial Planning

Tools

Fusion

Enable

SEI

Job description

Benchmark Capital Limited is seeking a Compliance Team Manager to lead a team within the Operations Compliance function in Horsham. You will oversee compliance oversight and monitoring activities, ensuring regulatory obligations are met and driving continuous improvement across the business.

The role requires strong FCA knowledge, team leadership experience, and the ability to provide guidance to operational teams.