Head of Risk Oversight – Wealth Regulatory Strategy

Lloyds Banking Group; West of England; Híbrido; GBP 117.000 - 151.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Pension up to 15%

Annual bonus

Share schemes (free shares)

Discounted shopping

30 days’ holiday

Descripción de la vacante

Lloyds Banking Group is seeking a Head of Risk Oversight for Lloyds Wealth. This senior role provides independent second line oversight of regulatory, conduct and compliance risk, ensuring adherence to risk appetite and governance expectations.

You will guide senior leaders and shape risk culture across a major wealth and retirement services business. Reporting to the Chief Risk Officer, Insurance, you will lead high‑impact teams, drive risk interventions and champion data‑driven improvements

Formación

• Senior leadership experience in Compliance, Conduct Risk or risk oversight within wealth management.
• Strong understanding of FCA rules, Consumer Duty and SMCR frameworks.
• Ability to influence at Executive/Board level and engage regulators effectively.
• Experience building risk and control frameworks in regulated wealth businesses.

Responsabilidades

• Oversee second line monitoring of compliance and conduct risk across Lloyds Wealth.
• Provide expert guidance to senior management and boards on risk strategy.
• Lead the firm’s compliance plan and support Consumer Duty delivery.
• Maintain SMCR controls including training, licensing and fitness to practise.
• Engage with regulators and drive continuous improvement of controls.

Conocimientos

Wealth Management

Regulatory Oversight

Compliance Leadership

Regulatory Requirements (FCA)

SMCR Knowledge

Consumer Duty

Descripción del empleo

Lloyds Banking Group is seeking a Head of Risk Oversight for Lloyds Wealth. This senior role provides independent second line oversight of regulatory, conduct and compliance risk, ensuring adherence to risk appetite and governance expectations.

You will guide senior leaders and shape risk culture across a major wealth and retirement services business. Reporting to the Chief Risk Officer, Insurance, you will lead high‑impact teams, drive risk interventions and champion data‑driven improvements