Global Compliance Control Room Lead

MERJE

Greater London

On-site

GBP 90,000 - 120,000

Full time

14 days+
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Job summary

MERJE is seeking a Senior Compliance Operations Manager to build and lead a centralised Global Control Room in London. This newly created role focuses on transformation, consolidating activities across regions into a consistent global framework, and delivering a lean, high-performing team.

You will oversee key areas such as MAR/PAD, conflicts, information barriers and market conduct, while driving automation and process improvements within a fast-paced financial market environment.

Qualifications

  • Extensive experience in Compliance Operations/Control Room within financial services.
  • Strong knowledge of MAR, PAD, conflicts and market conduct.
  • Experience building or centralising a Control Room or compliance operations.
  • Experience in fast-paced trading or financial markets environment.
  • Proactive, hands-on and capable of owning a major build project.

Responsibilities

  • Build and lead a centralised Global Control Room function.
  • Establish operating model, controls, governance and procedures.
  • Oversee Personal Account Dealing, Conflicts of Interest, Information Barriers, Insider/Restricted Lists and Market Conduct activities.
  • Review existing compliance systems and identify automation opportunities.
  • Build and manage a small, high-performing team as the function grows.
  • Collaborate with Compliance and senior stakeholders across jurisdictions.

Skills

Compliance Operations
Control Room
Regulatory knowledge MAR PAD
Trading/Markets experience
Compliance technology awareness
Ownership & initiative

Job description

MERJE is seeking a Senior Compliance Operations Manager to build and lead a centralised Global Control Room in London. This newly created role focuses on transformation, consolidating activities across regions into a consistent global framework, and delivering a lean, high-performing team.

You will oversee key areas such as MAR/PAD, conflicts, information barriers and market conduct, while driving automation and process improvements within a fast-paced financial market environment.

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