Compliance Specialist

Trevose Partners Limited; London; On-site; GBP 80,000 - 120,000; Full time

Job summary

An established industry player is seeking a Digital Asset Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) to lead compliance efforts in a dynamic environment. This pivotal role involves overseeing compliance with FCA regulations, developing robust policies, and implementing an effective compliance program. The ideal candidate will have extensive experience in Financial Services, particularly in Digital Assets, and a deep understanding of AML/CTF/Sanctions frameworks. Join a forward-thinking company where your expertise will contribute to shaping compliance strategies and ensuring regulatory adherence, all while collaborating with internal and external partners to enhance operational efficiencies.

Qualifications

• 10+ years in Financial Services with a focus on Digital Assets.
• Strong understanding of UK regulatory requirements and AML frameworks.

Responsibilities

• Oversee compliance with FCA rules and develop compliance policies.
• Train staff on regulatory requirements and maintain regulatory relationships.

Skills

Compliance Framework Development

AML/CFT Compliance

Regulatory Training

Stakeholder Management

Regulatory Relationship Management

Risk Evaluation

Education

Bachelor's degree in relevant fields

Job description

The Role

The Digital Asset Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) oversees compliance with FCA rules, develops policies and procedures, and implements an effective compliance programme. This exciting role will be responsible for AML/CFT compliance, training staff, monitoring regulatory changes, and coordinating with internal and external partners.

Expertise and Skills

• Build out & oversee Compliance Framework for Digital Asset business.
• Address compliance matters and provide solutions to senior management.
• Develop and maintain policies, procedures, and a Compliance Manual.
• Train staff on regulatory requirements and promote compliance awareness.
• Maintain relationships with regulators and self-regulatory organisations.
• Evaluate systems for compliance breaches and report to senior management.
• Facilitate regulatory inquiries and examinations.
• Liaise with Legal and external counsel on regulatory matters.
• Work with technology team to improve operating efficiencies and monitoring capabilities.
• Ensure an effective AML/CTF/Sanctions Compliance Programme.
• Implement compliance changes with third party service providers.

Requirements

• Experience in Digital Assets is essential.
• Ability to influence decision-makers and work collaboratively.
• Bachelor degree or equivalent in relevant fields.
• 10+ years experience in Financial Services.
• Knowledge of UK regulatory requirements for Digital Asset firms.
• Deep understanding of AML/CTF/Sanctions frameworks and KYC requirements.