Compliance Specialist - Advisory

JR United Kingdom; London; On-site; GBP 60,000 - 100,000; Full time

Job summary

An established industry player is seeking an experienced Compliance Specialist to join their London team. This pivotal role involves providing pragmatic advice on regulatory matters, particularly in Fixed Income, and collaborating with teams across Europe, the US, and Australia. You will play a key role in advising on governance and regulatory developments while building relationships with internal stakeholders. If you have a strong compliance background and a collaborative mindset, this opportunity offers a chance to make a significant impact in a dynamic environment.

Qualifications

• 7+ years of Compliance experience in asset management, especially Fixed Income.
• Strong knowledge of UCITS and MiFID regulations.

Responsibilities

• Advise on regulations affecting trading and portfolio management.
• Support business initiatives and regulatory projects.

Skills

Compliance experience

Knowledge of UCITS regulations

Knowledge of MiFID regulations

Analytical skills

Communication skills

Collaborative mindset

Job description

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Compliance Specialist - Advisory, London

Client:

Bruin

Location:

London, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

Job Views:

3

Posted:

08.05.2025

Expiry Date:

22.06.2025

Job Description:

We’re looking for an experienced Compliance professional to join a leading Investment Manager in London. This role will support the investment teams with pragmatic, commercial advice on regulatory matters across portfolio management and trading, with a focus on Fixed Income.

You’ll work closely with colleagues across Europe, the US, and Australia, playing a key part in advising on regulatory developments, governance, and new initiatives. Expect close collaboration with teams across Risk, Legal, and Investments.

What you’ll do:

• Advise on regulations affecting trading and portfolio management
• Support business initiatives and regulatory projects
• Work cross-regionally on global compliance topics
• Build relationships with key internal stakeholders
• Stay current on industry and regulatory developments
• Contribute to training and reporting for senior stakeholders

Requirements :

• 7+ years of Compliance experience in asset management (Fixed Income crucial)
• Strong knowledge of UCITS and MiFID regulations
• Commercial mindset and confident communicator
• Collaborative, analytical, and solutions-oriented
• Strong understanding of the investment landscape