Compliance Specialist- 3-6 Month Contract- £350-500 per day inside IR35

JR United Kingdom; London; On-site; GBP 100,000 - 125,000; Full time

Job summary

An established industry player is seeking a Compliance Specialist for a 3-6 month contract in London. This role will support the Head of Compliance in creating a robust compliance framework that aligns with regulatory standards and best practices. The ideal candidate will have over three years of experience in compliance within asset management or financial services, demonstrating a strong grasp of operational risks and regulatory requirements. Join a company recognized for its commitment to sustainability and employee development, where your expertise will contribute to a culture of collaboration and growth.

Qualifications

• 3+ years of experience in compliance frameworks within financial services.
• Strong understanding of operational risks faced by fund managers.

Responsibilities

• Assess and enhance the compliance controls across business processes.
• Collaborate with teams to ensure compliance with regulatory standards.

Skills

Compliance Framework Development

Risk Management

Project Management

Stakeholder Engagement

Regulatory Compliance (FCA, AIFMD)

Process Improvement

Job description

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Compliance Specialist- 3-6 Month Contract- £350-500 per day inside IR35, london

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Client:

Coopman Search and Selection | B Corp

Location:

london, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

3

Posted:

08.05.2025

Expiry Date:

22.06.2025

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Job Description:

Our client is a London based, Real Estate Investment Manager, who we've partnered with as they look to bring in an experienced Compliance specialist on a contract basis to support the Head of Compliance in designing and embedding a highly effective compliance programme and framework across the organisation.

Key Responsibilities

• Assess the current control environment across all key business processes (investment management, asset management, fund operations, finance, investor reporting, etc.).
• Design and document an enhanced Controls Framework that aligns with regulatory requirements (e.g., FCA, AIFMD) and industry best practice.
• Work closely with business leaders to map processes, identify control points, and ensure appropriate ownership and accountability.
• Draft and implement control standards, policies, and procedures.
• Collaborate with Risk and Compliance teams to ensure the framework supports the broader enterprise risk management program.
• Support the business in preparing for internal audits, regulatory reviews, and due diligence by investors.
• Identify opportunities for process improvements and automation where appropriate.

Skills and Experience Required

• Minimum 3+ years experience in building and embedding controls frameworks within asset management, real estate investment, or broader financial services.
• Strong understanding of the operational and compliance risks faced by a fund manager.
• Familiarity with regulatory requirements (FCA Handbook, AIFMD, SEC rules) and best practice frameworks (COSO, ISO31000, etc.).
• Track record of delivering practical, fit-for-purpose solutions in a dynamic, commercial environment.
• Excellent project management, communication, and stakeholder engagement skills.

This contract is expected to last between 3-6 months and would be paying £350-500 per day, inside IR35.

As a Certified B Corporation, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work, we ensure our workplace is one that fosters professional growth and collaboration.