Compliance & Risk Officer

Kirkland Associates; Nottingham; On-site; GBP 35,000 - 38,000; Full time

Job summary

Kirkland Associates in Nottingham is seeking a proactive Compliance & Risk Officer to join a growing team. This varied role covers regulatory reporting, risk assessments, policy reviews, audits and handling client queries.

You'll investigate compliance issues, incidents and complaints, support audits and regulatory reviews, and research requirements for new projects. The successful candidate will have strong attention to detail, excellent communication skills and experience in compliance or risk.

Qualifications

• Experience in compliance, regulation, risk or a similar role.
• Experience with regulatory reporting or FCA documentation is beneficial.
• Excellent attention to detail and organisational skills.

Responsibilities

• Supporting regulatory reporting and compliance requirements.
• Completing and maintaining risk assessments and compliance documentation.
• Investigating compliance issues, incidents and client complaints.
• Reviewing and updating policies and procedures.
• Supporting audits and regulatory reviews.
• Researching regulatory requirements for new projects and potential international expansion.
• Working with colleagues and clients to resolve compliance queries.
• Managing a varied workload and responding to changing priorities.

Skills

Compliance

Regulation

Risk management

Attention to detail

Tools

Microsoft Office

Job description

Compliance & Risk Officer£35,000–£38,000We’re looking for a proactive and personable Compliance Officer to join a growing team. This is a fantastic opportunity for someone who enjoys variety and wants to develop their career within compliance.This is a genuinely varied role, covering regulatory reporting, risk, complaints, audits, policies and business projects. No two days will be the same, and you’ll have the opportunity to get involved in new projects as the business continues to grow.What you’ll be doing:Supporting regulatory reporting and compliance requirements.Completing and maintaining risk assessments and compliance documentation.Investigating compliance issues, incidents and client complaints.Reviewing and updating policies and procedures.Supporting audits and regulatory reviews.Researching regulatory requirements for new projects and potential international expansion.Working with colleagues and clients to resolve compliance queries.Managing a varied workload and responding to changing priorities. About you:Previous experience in compliance, regulation, risk or a similar role.Experience with regulatory reporting or FCA documentation would be beneficial.Good understanding of risk and compliance principles.Excellent attention to detail and organisational skills.Confident communicator with strong customer service skills.Proactive, adaptable and happy to get stuck in.Strong Microsoft Office skills. Most importantly, we’re looking for someone with personality- approachable, confident and able to build great relationships while maintaining professionalism and discretion.INDC