Compliance Officer - Muti Strat Hedge Fund

JR United Kingdom; Slough; On-site; GBP 60,000 - 90,000; Full time

Job summary

Une société de recherche de premier plan collabore avec un fonds multi-stratégique pour recruter un Compliance Officer. Ce rôle essentiel consiste à superviser les opérations de conformité quotidiennes, à veiller à la formation des employés et à mener des analyses réglementaires pour garantir la conformité avec les lois en vigueur. Le candidat idéal possède une solide expérience dans l'industrie, y compris une bonne connaissance des réglementations FCA et SEC.

Qualifications

• 4-8 ans d'expérience dans les services financiers, de préférence en hedge funds ou gestion d'actifs.
• Expérience en conformité généraliste.
• Capacité à travailler dans un environnement dynamique.

Responsibilities

• Établir des programmes de formation pour assurer le développement efficace.
• Gérer le programme de surveillance de conformité routinier.
• Conduire des revues de marché et maintenir des registres de conformité.

Skills

Conformité générale

Connaissances en réglementation FCA & SEC

Formation & développement

Surveillance du commerce

Rédaction de rapports de conformité

Job description

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Compliance Officer - Multi Strat Hedge Fund, Slough

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Client:

Coopman Search and Selection | B Corp

Location:

Slough, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

5

Posted:

06.06.2025

Expiry Date:

21.07.2025

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Job Description:

Coopman Search and Selection is partnering with a top-tier multi-strat hedge fund with approximately $3 billion AUM, seeking to hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst.

In this role, you will be an experienced member of the Compliance team, supporting the global compliance program's day-to-day operations.

Key Responsibilities:

• Establish training programs to ensure effective training & development
• Manage the routine compliance monitoring program
• Conduct market abuse monitoring, including detailed trade reviews
• Research new and emerging laws and regulations
• Maintain compliance registers (personal account trading, breaches, errors, incidents, gifts, entertainment, etc.)
• Oversee the firm's restricted lists & sanctions monitoring
• Provide compliance reports to the fund's boards and clients
• Review and approve marketing materials; advise on marketing rules across jurisdictions
• Handle regulatory reporting & staff attestations

Experience Required:

• 4-8 years in financial services, preferably within a hedge fund or asset management
• Generalist compliance experience
• Good knowledge of FCA & SEC regulations
• Understanding of fund structures including UCITS, Cayman, and managed accounts
• High energy, drive for excellence, stamina, and ability to thrive in a fast-paced environment

For a confidential discussion or more information, please contact [emailprotected]

As a Certified B Corporation, we prioritize sustainable and ethical business practices, valuing stakeholder interests and fostering a positive workplace environment.