Compliance Officer - Muti Strat Hedge Fund

JR United Kingdom; Reading; On-site; GBP 60,000 - 90,000; Full time

Job summary

A leading multi-strat hedge fund in Reading is seeking a Compliance Officer to reinforce their compliance team. This role involves developing training programs, monitoring compliance activities, and ensuring adherence to FCA and SEC regulations within a fast-paced environment. The ideal candidate will have significant experience in financial services, especially in hedge funds, showcasing strong knowledge of legal frameworks and compliance functions.

Qualifications

• 4-8 years in financial services, preferably hedge funds or asset management.
• Understanding of fund structures including UCITS, Cayman, and managed accounts.
• High energy, drive, stamina.

Responsibilities

• Develop training and development activities.
• Manage routine compliance monitoring program.
• Conduct market abuse monitoring and trade reviews.
• Maintain compliance registers and manage restricted lists.

Skills

Knowledge of FCA regulations

Knowledge of SEC regulations

Generalist compliance experience

Ability to work in a fast-paced environment

Job description

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Compliance Officer - Multi Strat Hedge Fund, Reading

Coopman Search and Selection | B Corp

Location:

Reading, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

4

Posted:

04.06.2025

Expiry Date:

19.07.2025

Job Description:

Coopman Search and Selection is partnering with a top-tier multi-strat hedge fund with approximately $3 billion AUM, seeking to hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst.

This role involves supporting the global compliance program, assisting in training, monitoring, research, and regulatory reporting.

Key Responsibilities:

• Developing training and development activities
• Managing the routine compliance monitoring program
• Conducting market abuse monitoring and trade reviews
• Researching new legal and regulatory developments
• Maintaining compliance registers (personal trading, breaches, incidents, gifts, entertainment)
• Managing restricted lists and sanctions monitoring
• Providing compliance reports to the board and clients
• Reviewing marketing materials and advising on marketing rules
• Handling regulatory reporting and staff attestations

Experience Required:

• 4-8 years in financial services, preferably hedge funds or asset management
• Generalist compliance experience
• Knowledge of FCA & SEC regulations
• Understanding of fund structures including UCITS, Cayman, and managed accounts
• High energy, drive, stamina, and ability to work in a fast-paced environment

For a confidential discussion or further information, please contact [emailprotected]

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