Compliance Officer - Guernsey

Ap Personnel; Daliburgh; On-site; GBP 45,000 - 75,000; Full time

Job summary

GFSC seeks a Compliance Officer for a fund client to ensure regulatory obligations are met under the GFSC framework, including financial crime requirements and laws, rules and codes of practice.

The role provides assurance to Boards, oversees monitoring, and serves as the main point of contact for regulatory and law enforcement matters. A GFSC-recognised qualification is required and CPD in line with GFSC expectations, with 5 years in finance or compliance.

Qualifications

• GFSC-recognised compliance qualification is required.
• CPD in line with GFSC fitness and propriety expectations.

Responsibilities

• Provide assurance to Boards of client entities.
• Oversee compliance monitoring across entities.
• Act as primary contact for regulatory and law enforcement matters relating to prescribed roles.

Job description

Our Fund client is seeking to appoint a Compliance Officer.

This position ensures that client entities meet all regulatory obligations under the GFSC framework, including financial crime requirements and compliance with applicable laws, rules, and codes of practice.

The individual will provide assurance to Boards of client entities, oversee compliance monitoring, and act as the primary point of contact for regulatory and law enforcement matters relating to these prescribed roles.

You will need a relevant compliance qualification recognised by the GFSC; examples include ICA Certificate/Diploma in Compliance, CISI compliance qualifications, or equivalent.

Candidates should be able to demonstrate compliance-specific continuing professional development (CPD) in line with GFSC fitness and propriety expectations with 5 years' relevant finance industry experience or 5 years' experience within the compliance environment.

Please note applications can only be taken from candidates living in Guernsey who are in the possession of a Guernsey Resident Working Permit.