Compliance Manager - Eximius Finance

Eximius Finance; London; On-site; GBP 100,000 - 125,000; Full time

Job summary

An established industry player is seeking a compliance professional to join their team. This role requires 3-5 years of experience in financial services compliance, with a focus on implementing assurance processes and understanding regulatory complexities. The ideal candidate will possess strong analytical skills and be able to communicate key regulatory risks effectively to various business areas. This is an exciting opportunity to contribute to compliance excellence in a dynamic environment, ensuring the organization meets its regulatory obligations while fostering a culture of compliance throughout the business.

Qualifications

• 3-5 years of compliance experience in financial services is preferred.
• Knowledge of implementing assurance and compliance processes is essential.

Responsibilities

• Implement assurance and compliance processes effectively.
• Disseminate regulatory risks simply to business areas.

Skills

Compliance Experience

Assurance Processes

Regulatory Risks Awareness

Analytical Skills

Reporting Skills

Job description

Job Description

This is a generalist compliance role. Candidates will ideally have circa 3-5 years financial services compliance experience and knowledge of implementing assurance and compliance processes.

Key Skills

1. Ideally 3-5 years relevant compliance experience gained within the Financial Services sector
2. Knowledge of implementing assurance and compliance processes
3. Market awareness of key regulatory risks and disseminating those effectively and simply to business areas
4. Strong analytical and reporting skills
5. Good analytical skills to understand the complexities of regulations