Compliance Manager

Connells Group; Bournemouth; On-site; GBP 40,000 - 70,000; Full time

Job summary

An established industry player is seeking an experienced Compliance Officer ready to step into a Compliance Manager role. This position demands a strong understanding of FCA regulations and compliance frameworks, along with a proven track record in regulatory compliance, risk management, and process improvement. Join a team dedicated to excellence, where your expertise will make a significant impact in enhancing compliance strategies and improving client outcomes. If you are looking to advance your career in a supportive environment, this opportunity is perfect for you.

Qualifications

• Strong understanding of FCA regulations and compliance frameworks.
• Proven track record in regulatory compliance and risk management.

Responsibilities

• Oversee the Compliance Team and conduct appraisals for efficiency.
• Prepare reports for the Board and implement compliance strategies.

Skills

FCA regulations

regulatory compliance

risk management

process improvement

data protection

money laundering regulations

communication skills

attention to detail

IT proficiency

Job description

Mortgage Intelligence Holdings are looking for an experienced Compliance Officer with a background in financial services, mortgages, or insurance who is ready to take the next step into a Compliance Manager role.

The ideal candidate will have a strong understanding of FCA regulations and compliance frameworks, along with a proven track record in regulatory compliance, risk management, and process improvement.

Main responsibilities:

1. Oversee the Compliance Team, conduct 1:1s, appraisals, and team meetings to ensure efficiency and development.
2. Enhance team skills through targeted training initiatives.
3. Identify and mitigate customer and business risks by analysing management information.
4. Prepare reports for the Board and work closely with key business areas to implement compliance strategies.
5. Stay updated on industry trends and refine compliance frameworks to improve client outcomes.

Skills and experience required:

1. Strong understanding of MCOB, ICOBS, DISP, data protection, and money laundering regulations.
2. Ability to identify root causes and develop improvement plans.
3. Lead by example to create a positive working environment.
4. Excellent written and verbal communication skills for insightful reporting.
5. Attention to Detail and IT Proficiency

Apply Now!

If you're ready to make a significant impact and advance your career in compliance, we want to hear from you! Join MIH and be a part of a team that values your expertise and is committed to delivering excellence.

Mortgage Intelligence Holdings are a mortgage and insurance network and club, supporting advisers for over 25 years. Founded in 1996, we started life as a lead generation company and have grown into the multi-award-winning network and club we are today.